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KSM

DWS Strategic Municipal Income Trust

Delisted

KSM was delisted on the 13th of November, 2024.

13 hedge funds and large institutions have $2.38M invested in DWS Strategic Municipal Income Trust in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

17% less capital invested

Capital invested by funds: $2.87M → $2.38M (-$493K)

19% less funds holding

Funds holding: 1613 (-3)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
13
Holders Change
-3
Holders Change %
-18.75%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$730K -$73.3K -5,887 -9%
LPL Financial
2
LPL Financial
California
$707K +$264K +21,187 +59%
Morgan Stanley
3
Morgan Stanley
New York
$316K +$115K +9,258 +57%
Bank of America
4
Bank of America
North Carolina
$152K +$18.7K +1,500 +14%
U
5
UBS
Switzerland
$150K -$97.9K -7,857 -39%
Ameriprise
6
Ameriprise
Minnesota
$103K +$58K +4,658 +133%
US Bancorp
7
US Bancorp
Minnesota
$94K
WA
8
WFG Advisors
Texas
$46K +$5.47K +439 +13%
Citigroup
9
Citigroup
New York
$38K +$37.9K +3,038 New
Wells Fargo
10
Wells Fargo
California
$25K -$4.98K -400 -17%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$6K
TRCT
12
Tower Research Capital (TRC)
New York
$6K +$3.41K +274 +128%
Creative Planning
13
Creative Planning
Kansas
$5K
AAM
14
Advisors Asset Management
Colorado
-$290K -21,218 Closed
Invesco
15
Invesco
Georgia
-$153K -11,177 Closed
ICAS
16
Investors Capital Advisory Services
Massachusetts
-$143K -10,500 Closed
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
-$21K -1,500 Closed

KSM Hedge Fund Activity: Q3 2013 in Review

13 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in DWS Strategic Municipal Income Trust (KSM) for Q3 2013, worth a combined $2.38M — down 17% from $2.87M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of KSM and 1 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 6 added.

The largest buyer was LPL Financial, adding an estimated $264K. The largest seller was Advisors Asset Management, exiting entirely with an estimated $290K sold.

  • 13 institutional investors held DWS Strategic Municipal Income Trust (KSM) as of Q3 2013, down from 16 in Q2 2013.
  • Funds reported $2.38M of DWS Strategic Municipal Income Trust stock for Q3 2013, down 17% quarter-over-quarter.
  • 1 fund opened new DWS Strategic Municipal Income Trust positions in Q3 2013 and 4 closed out, a net change of -3 holders.
  • The largest DWS Strategic Municipal Income Trust buyer in Q3 2013 was LPL Financial, an estimated $264K added.
  • The largest DWS Strategic Municipal Income Trust seller in Q3 2013 was Advisors Asset Management, an estimated $290K sold.

Based on aggregated 13F filings for Q3 2013.