U
KSM

UBS’s DWS Strategic Municipal Income Trust KSM Stock Holding History

UBS’s Portfolio KSM Stock Details KSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$126K Buy
9,338
+100
+1% +$1.35K ﹤0.01% 5712
2014
Q2 		$123K Sell
9,238
-10,000
-52% -$132K ﹤0.01% 5701
2014
Q1 		$251K Buy
19,238
+11,022
+134% +$143K ﹤0.01% 4960
2013
Q4 		$101K Sell
8,216
-3,847
-32% -$47.5K ﹤0.01% 6061
2013
Q3 		$150K Sell
12,063
-7,857
-39% -$97.9K ﹤0.01% 5543
2013
Q2 		$273K Buy
+19,920
New +$296K ﹤0.01% 4757

Other funds holding KSM

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
WA
WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's KSM Position: Q3 2014 in Review

UBS increased its DWS Strategic Municipal Income Trust (KSM) stake by 1.1% in Q3 2014, buying an estimated $1.35K and bringing the position to 9,338 shares worth $126K. The position accounts for ﹤0.01% of the portfolio, ranked #5712.

UBS first reported a position in KSM in Q2 2013 and has held it in 6 quarters since. The position peaked at $273K in Q2 2013. 15 funds tracked by Wall St. Rank hold KSM as of Q3 2014.

  • UBS held 9,338 shares of DWS Strategic Municipal Income Trust worth $126K as of Q3 2014.
  • UBS bought 100 DWS Strategic Municipal Income Trust shares in Q3 2014, an estimated $1.35K.
  • DWS Strategic Municipal Income Trust made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5712 holding.
  • UBS first reported a position in DWS Strategic Municipal Income Trust in Q2 2013 and has held it in 6 quarters since.
  • UBS's DWS Strategic Municipal Income Trust position peaked at $273K in Q2 2013.
  • 15 funds tracked by Wall St. Rank held DWS Strategic Municipal Income Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.