Nuveen’s DWS Strategic Municipal Income Trust KSM Stock Holding History

Nuveen’s Portfolio KSM Stock Details KSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,948	Closed	-$140	–	1587
2015 Q3	$140	Hold	10,948	–	–	﹤0.01%	1493
2015 Q2	$141	Hold	10,948	–	–	﹤0.01%	1543
2015 Q1	$152K	Hold	10,948	–	–	﹤0.01%	1530
2014 Q4	$150K	Hold	10,948	–	–	﹤0.01%	1552
2014 Q3	$147K	Hold	10,948	–	–	﹤0.01%	1520
2014 Q2	$146K	Hold	10,948	–	–	﹤0.01%	1534
2014 Q1	$142K	Buy	+10,948	New	+$142K	﹤0.01%	1525

Other funds holding KSM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Nuveen's KSM Position: Q4 2015 in Review

Nuveen sold out of DWS Strategic Municipal Income Trust (KSM) in Q4 2015, closing a stake of 10,948 shares — an estimated $140 sold.

Nuveen first reported a position in KSM in Q1 2014 and held it in 7 quarters. The position peaked at $152K in Q1 2015. 17 funds tracked by Wall St. Rank hold KSM as of Q4 2015.

Nuveen reported no remaining DWS Strategic Municipal Income Trust position as of Q4 2015 after selling out during the quarter.
Nuveen sold 10,948 DWS Strategic Municipal Income Trust shares in Q4 2015, an estimated $140.
Nuveen first reported a position in DWS Strategic Municipal Income Trust in Q1 2014 and held it in 7 quarters.
Nuveen's DWS Strategic Municipal Income Trust position peaked at $152K in Q1 2015.
17 funds tracked by Wall St. Rank held DWS Strategic Municipal Income Trust as of Q4 2015.

Based on Nuveen's 13F filing for Q4 2015, filed 12 Feb 2016.