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KSM

DWS Strategic Municipal Income Trust
KSM

Delisted

KSM was delisted on the 13th of November, 2024.

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15 hedge funds and large institutions have $1.72M invested in DWS Strategic Municipal Income Trust in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 1

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

7% more funds holding

Funds holding: 14 → 15 (+1)

0% less capital invested

Capital invested by funds: $1.72M → $1.72M (-$4K)

Holders
15
Holders Change
+1
Holders Change %
+7.14%
% of All Funds
0.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
1
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$76.1K
2
Morgan Stanley
Morgan Stanley
New York
+$38.2K
3
PTC
Private Trust Company
Ohio
+$19.4K
4
LPL Financial
LPL Financial
California
+$17.9K
5
Citigroup
Citigroup
New York
+$7.7K

Top Sellers

Rank Fund Capital Flow
1
AWE
Avidian Wealth Enterprises
Texas
-$138K
2
GC
Guggenheim Capital
Illinois
-$34.3K
3
MFS
MSI Financial Services
Massachusetts
-$18K
4
Northern Trust
Northern Trust
Illinois
-$2K
5
TRCT
Tower Research Capital (TRC)
New York
-$2K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$505K -$34.3K -2,536 -6%
LPL Financial
2
LPL Financial
California
$391K +$17.9K +1,324 +5%
Morgan Stanley
3
Morgan Stanley
New York
$213K +$38.2K +2,822 +22%
N
4
Nuveen
North Carolina
$147K – – –
U
5
UBS
Switzerland
$126K +$1.35K +100 +1%
US Bancorp
6
US Bancorp
Minnesota
$102K – – –
Ameriprise
7
Ameriprise
Minnesota
$76K +$76.1K +5,622 New
WA
8
WFG Advisors
Texas
$52K +$555 +41 +1%
Wells Fargo
9
Wells Fargo
California
$51K +$5.41K +400 +12%
PTC
10
Private Trust Company
Ohio
$19K +$19.4K +1,430 New
Bank of America
11
Bank of America
North Carolina
$13K – – –
BFEC
12
Benjamin F. Edwards & Company
Missouri
$8K – – –
Citigroup
13
Citigroup
New York
$8K +$7.7K +569 New
Creative Planning
14
Creative Planning
Kansas
$5K +$5.41K +400 New
GSC
15
Ground Swell Capital
South Carolina
$3K +$2.71K +200 New
Northern Trust
16
Northern Trust
Illinois
– -$2K -12,812 Closed
AWE
17
Avidian Wealth Enterprises
Texas
– -$138K -10,385 Closed
MFS
18
MSI Financial Services
Massachusetts
– -$18K -1,350 Closed
TRCT
19
Tower Research Capital (TRC)
New York
– -$2K -114 Closed

KSM Hedge Fund Activity: Q3 2014 in Review

15 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in DWS Strategic Municipal Income Trust (KSM) for Q3 2014, worth a combined $1.72M — down 0.23% from $1.72M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new KSM positions and 4 closed out — a net gain of 1 holder — while 5 added to existing stakes and 1 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $76.1K. The largest seller was Avidian Wealth Enterprises, exiting entirely with an estimated $138K sold.

  • 15 institutional investors held DWS Strategic Municipal Income Trust (KSM) as of Q3 2014, up from 14 in Q2 2014.
  • Funds reported $1.72M of DWS Strategic Municipal Income Trust stock for Q3 2014, down 0.23% quarter-over-quarter.
  • 5 funds opened new DWS Strategic Municipal Income Trust positions in Q3 2014 and 4 closed out, a net change of +1 holder.
  • The largest DWS Strategic Municipal Income Trust buyer in Q3 2014 was Ameriprise, an estimated $76.1K added.
  • The largest DWS Strategic Municipal Income Trust seller in Q3 2014 was Avidian Wealth Enterprises, an estimated $138K sold.

Based on aggregated 13F filings for Q3 2014.