Northern Trust’s DWS Strategic Municipal Income Trust KSM Stock Holding History

Northern Trust’s Portfolio KSM Stock Details KSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-15,449	Closed	-$2K	–	4762
2021 Q2	$2K	Buy	+15,449	New	+$188K	﹤0.01%	4581
2016 Q3	–	Sell	-18,800	Closed	-$3K	–	4212
2016 Q2	$3K	Hold	18,800	–	–	﹤0.01%	4203
2016 Q1	$3K	Hold	18,800	–	–	﹤0.01%	4218
2015 Q4	$3K	Buy	18,800 +4,631	+33%	+$60.2K	﹤0.01%	4253
2015 Q3	$2K	Buy	14,169 +369	+3%	+$4.72K	﹤0.01%	4275
2015 Q2	$2K	Hold	13,800	–	–	﹤0.01%	4224
2015 Q1	$2K	Buy	+13,800	New	+$194K	﹤0.01%	4313
2014 Q3	–	Sell	-12,812	Closed	-$2K	–	4365
2014 Q2	$2K	Buy	+12,812	New	+$169K	﹤0.01%	4236

Other funds holding KSM

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Northern Trust's KSM Position: Q3 2021 in Review

Northern Trust sold out of DWS Strategic Municipal Income Trust (KSM) in Q3 2021, closing a stake of 15,449 shares — an estimated $2K sold.

Northern Trust first reported a position in KSM in Q2 2014 and held it in 8 quarters. The position peaked at $3K in Q2 2016. 36 funds tracked by Wall St. Rank hold KSM as of Q3 2021.

Northern Trust reported no remaining DWS Strategic Municipal Income Trust position as of Q3 2021 after selling out during the quarter.
Northern Trust sold 15,449 DWS Strategic Municipal Income Trust shares in Q3 2021, an estimated $2K.
Northern Trust first reported a position in DWS Strategic Municipal Income Trust in Q2 2014 and held it in 8 quarters.
Northern Trust's DWS Strategic Municipal Income Trust position peaked at $3K in Q2 2016.
36 funds tracked by Wall St. Rank held DWS Strategic Municipal Income Trust as of Q3 2021.

Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.