DWS Strategic Municipal Income Trust
KSM
KSM was delisted on the 13th of November, 2024.
14 hedge funds and large institutions have $1.72M invested in DWS Strategic Municipal Income Trust in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 2
8% more funds holding
Funds holding: 13 → 14 (+1)
2% more capital invested
Capital invested by funds: $1.69M → $1.72M (+$32K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Northern Trust
Chicago,
Illinois
|
+$169K |
| 2 |
AWE
Avidian Wealth Enterprises
Houston,
Texas
|
+$137K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$18.7K |
| 4 |
LPL Financial
San Diego,
California
|
+$8.36K |
| 5 |
Morgan Stanley
New York
|
+$3.31K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$132K |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$40.9K |
| 3 |
Creative Planning
Overland Park,
Kansas
|
-$5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GC
1
Guggenheim Capital
Chicago,
Illinois
| $534K | -$40.9K | -3,092 | -7% |
|
|
2
LPL Financial
San Diego,
California
| $368K | +$8.36K | +632 | +2% |
|
|
3
Morgan Stanley
New York
| $173K | +$3.31K | +250 | +2% |
|
|
N
4
Nuveen
Charlotte,
North Carolina
| $146K | – | – | – |
|
|
AWE
5
Avidian Wealth Enterprises
Houston,
Texas
| $138K | +$137K | +10,385 | New |
|
|
U
6
UBS
Zurich,
Switzerland
| $123K | -$132K | -10,000 | -52% |
|
7
US Bancorp
Minneapolis,
Minnesota
| $101K | – | – | – |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $51K | +$556 | +42 | +1% |
|
|
9
Wells Fargo
San Francisco,
California
| $46K | +$18.7K | +1,415 | +71% |
|
|
MFS
10
MSI Financial Services
Springfield,
Massachusetts
| $18K | – | – | – |
|
11
Bank of America
Charlotte,
North Carolina
| $13K | – | – | – |
|
|
BFEC
12
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $8K | – | – | – |
|
|
TRCT
13
Tower Research Capital (TRC)
New York
| $2K | – | – | – |
|
|
14
Northern Trust
Chicago,
Illinois
| $2K | +$169K | +12,812 | New |
|
|
15
Creative Planning
Overland Park,
Kansas
| – | -$5K | -400 | Closed |
|
KSM Hedge Fund Activity: Q2 2014 in Review
14 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in DWS Strategic Municipal Income Trust (KSM) for Q2 2014, worth a combined $1.72M — up 1.9% from $1.69M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new KSM positions and 1 closed out — a net gain of 1 holder — while 4 added to existing stakes and 2 trimmed.
The largest buyer was Northern Trust, opening a new position worth an estimated $169K. The largest seller was UBS, cutting an estimated $132K.
- 14 institutional investors held DWS Strategic Municipal Income Trust (KSM) as of Q2 2014, up from 13 in Q1 2014.
- Funds reported $1.72M of DWS Strategic Municipal Income Trust stock for Q2 2014, up 1.9% quarter-over-quarter.
- 2 funds opened new DWS Strategic Municipal Income Trust positions in Q2 2014 and 1 closed out, a net change of +1 holder.
- The largest DWS Strategic Municipal Income Trust buyer in Q2 2014 was Northern Trust, an estimated $169K added.
- The largest DWS Strategic Municipal Income Trust seller in Q2 2014 was UBS, an estimated $132K sold.
Based on aggregated 13F filings for Q2 2014.