ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTWNW
126
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
– –
-5,474
KLR
127
DELISTED
Kaleyra, Inc.
KLR
– –
0
IGICW
128
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-27,125
ZEV
129
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-1,622
AEPPZ
130
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-7,491
MDGSW
131
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-75,000
GRCYW
132
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
DHHCU
133
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-5,000
GFLU
134
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-334,044
HPX.WS
135
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-12,554
NEE.PRP
136
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-198,020
PAYA
137
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
SJIV
138
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-107,637
AVYA
139
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
VLDRW
140
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-135,236
DNZ.U
141
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
– –
-5,000
IGACW
142
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-15,116
LOTZW
143
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-32,427
UPH
144
DELISTED
UpHealth, Inc.
UPH
– –
0
EPWR.WS
145
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-25,000
ESSCW
146
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-40,000
BENER
147
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
– –
-37,070
ASAQ.WS
148
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-13,657
CHNG
149
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
RDBXW
150
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-35,436
4 5
6
7 8