ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESSCW
126
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-40,000
BENER
127
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
– –
-37,070
PMVC.WS
128
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
– –
-10,326
ASAQ.WS
129
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-13,657
CHNG
130
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
RDBXW
131
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-35,436
KWAC.WS
132
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
– –
-17,000
CHNGU
133
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-283,319
VMACW
134
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
– –
-49,990
TRITW
135
DELISTED
Triterras, Inc. Warrant
TRITW
– –
-243,251
ASLEW
136
DELISTED
AerSale Corp Warrants
ASLEW
– –
-25,332
ASTRW
137
DELISTED
Astra Space, Inc. Warrant
ASTRW
– –
-104,010
MEUSW
138
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-80,495
GLEO.WS
139
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-28,548
DEH.WS
140
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
– –
-10,901
IFFT
141
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-27,203
CHAQ.WS
142
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-25,188
CEREW
143
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
– –
-35,825
DFNS.WS
144
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-10,131
LIVKW
145
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-39,304
QS.WS
146
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-29,675
CLOVW
147
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-171,601
NSH.WS
148
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-25,000
SKLZ.WS
149
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-4,208
HIMS.WS
150
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-49,378
4 5
6
7 8