ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFLYW
126
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-8,387
SAVE
127
DELISTED
Spirit Airlines, Inc.
SAVE
– –
0
BFI
128
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-15,500
PRSTW
129
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
– –
-18,000
FREEW
130
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-322,284
CLVRW
131
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-1,212,338
ZFOXW
132
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-15,800
VIEW
133
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-2
VIEWW
134
DELISTED
View, Inc. Warrant
VIEWW
– –
-19,503
FSR
135
DELISTED
Fisker Inc.
FSR
– –
-1,388,604
ADOCR
136
DELISTED
Edoc Acquisition Corp. Right
ADOCR
– –
-100,000
ADOCW
137
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-30,200
EACPW
138
DELISTED
Edify Acquisition Corp. Warrant
EACPW
– –
-22,620
AESC
139
DELISTED
The AES Corporation
AESC
– –
-23,589
KERNW
140
DELISTED
Akerna Corp Warrant
KERNW
– –
-620,063
NSTB.U
141
DELISTED
Northern Star Investment Corp. II Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
NSTB.U
– –
-4,081
MPLN.WS
142
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
– –
-164,756
BRLIR
143
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-100,000
NIRWW
144
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-10,000
BURU.WS
145
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-9,503
TWNK
146
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
TMPO
147
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-400
TMPOW
148
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-57,782
VHAQ.WS
149
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
– –
-60,777
BTWNW
150
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
– –
-5,474
4 5
6
7 8