ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
-$410M
Cap. Flow
-$410M
Cap. Flow %
-577,684.93%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
149

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SAVE
126
DELISTED
Spirit Airlines, Inc.
SAVE
– –
0
– –
BFI
127
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-15,500
Closed -$239K
PRSTW
128
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
– –
-18,000
Closed -$8K
FREEW
129
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-322,284
Closed -$677K
CLVRW
130
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-1,212,338
Closed -$3.19M
ZFOXW
131
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-15,800
Closed -$11K
VIEW
132
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-2
Closed -$1K
VIEWW
133
DELISTED
View, Inc. Warrant
VIEWW
– –
-19,503
Closed -$34K
FSR
134
DELISTED
Fisker Inc.
FSR
– –
-1,388,604
Closed -$23.9M
ADOCR
135
DELISTED
Edoc Acquisition Corp. Right
ADOCR
– –
-100,000
Closed -$39K
ADOCW
136
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-30,200
Closed -$11K
EACPW
137
DELISTED
Edify Acquisition Corp. Warrant
EACPW
– –
-22,620
Closed -$11K
AESC
138
DELISTED
The AES Corporation
AESC
– –
-23,589
Closed -$2.44M
KERNW
139
DELISTED
Akerna Corp Warrant
KERNW
– –
-620,063
Closed -$837K
NSTB.U
140
DELISTED
Northern Star Investment Corp. II Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
NSTB.U
– –
-4,081
Closed -$42K
MPLN.WS
141
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
– –
-164,756
Closed -$159K
BRLIR
142
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-100,000
Closed -$28K
NIRWW
143
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-10,000
Closed -$6K
BURU.WS
144
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-9,503
Closed -$10K
TWNK
145
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
TMPO
146
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-400
Closed -$4K
TMPOW
147
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-57,782
Closed -$113K
VHAQ.WS
148
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
– –
-60,777
Closed -$23K
BTWNW
149
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
– –
-5,474
Closed -$15K
KLR
150
DELISTED
Kaleyra, Inc.
KLR
– –
0
– –
4 5
6
7 8