ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTCF
1
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$71K 10.03%
3,300
-183,466
RDBXW
2
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-35,436
KWAC.WS
3
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
– –
-17,000
CHNGU
4
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-283,319
GLAQW
5
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
– –
-16,300
GNOG
6
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-30,647
MACUW
7
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
– –
-24,607
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-24,629
DSKEW
9
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-113,000
TRITW
10
DELISTED
Triterras, Inc. Warrant
TRITW
– –
-243,251
TRIT
11
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-5,504
CFXA
12
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-84
CPSR.WS
13
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-14,603
BTRSW
14
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-270,869
ASLEW
15
DELISTED
AerSale Corp Warrants
ASLEW
– –
-25,332
ASTRW
16
DELISTED
Astra Space, Inc. Warrant
ASTRW
– –
-104,010
MEUSW
17
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-80,495
YAC.WS
18
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-8,900
TWNKW
19
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-5,172,540
TMTSW
20
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-15,685
PAYAW
21
DELISTED
Paya Holdings Inc. Warrant
PAYAW
– –
-194,864
GLEO.WS
22
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-28,548
DEH.WS
23
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
– –
-10,901
IFFT
24
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-27,203
CHAQ.WS
25
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-25,188
1
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