ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
+$71K
Cap. Flow
-$204M
Cap. Flow %
-287,986.34%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
150

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TTCF
1
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$71K 10.03% 3,300 -183,466 -98% -$3.95M
DEH.WS
2
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
– – -10,901 Closed -$13K
IFFT
3
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– – -27,203 Closed -$1.33M
CHAQ.WS
4
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– – -25,188 Closed -$24K
CEREW
5
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
– – -35,825 Closed -$154K
FGNA.WS
6
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– – -13,000 Closed -$20K
SBG.WS
7
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– – -11,672 Closed -$12K
FTOCW
8
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– – -19,600 Closed -$42K
GNRSW
9
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– – -13,100 Closed -$11K
DNMR.WS
10
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– – -9,710 Closed -$247K
THBRW
11
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– – -258,594 Closed -$566K
GIX.WS
12
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– – -60,000 Closed -$45K
MP.WS
13
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
– – -78 Closed -$2K
JWS.WS
14
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– – -14,800 Closed -$47K
GIK.WS
15
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– – -147,511 Closed -$314K
FSR.WS
16
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
– – -6,593 Closed -$56K
PRCHW
17
DELISTED
Porch Group, Inc. Warrant
PRCHW
– – -65,183 Closed -$401K
COWN
18
DELISTED
Cowen Inc. Class A Common Stock
COWN
– – 0 – –
NEE.PRO
19
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– – -270,610 Closed -$15.5M
NEE.PRQ
20
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– – -138,477 Closed -$6.87M
EDTXW
21
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
– – -300 Closed –
AGBAW
22
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
– – -46,220 Closed -$13K
IFF icon
23
International Flavors & Fragrances
IFF
$17.3B
– – 0 – –
IMAX icon
24
IMAX
IMAX
$1.54B
– – -10,000 Closed -$201K
INO icon
25
Inovio Pharmaceuticals
INO
$126M
– – -35,275 Closed -$327K
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