ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$304M
AUM Growth
+$304M
Cap. Flow
-$200M
Cap. Flow %
-65.87%
Top 10 Hldgs %
71.06%
Holding
116
New
16
Increased
12
Reduced
8
Closed
16

Top Buys

1
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$9.57M
3
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$8.73M
4
JPM.WS
JPMorgan Chase
JPM.WS
$7.11M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.59M

Top Sells

1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$170M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$34.9M
4
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$9.63M
5
BKHU
Black Hills Corporation
BKHU
$5.74M

Sector Composition

1 Financials 8.9%
2 Healthcare 2.25%
3 Energy 0.02%
4 Materials 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMUSP
1
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$34.7M 10.07% 444,164 +36,064 +9% +$2.82M
RPT.PRD
2
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$31.6M 9.17% 460,248 -20,280 -4% -$1.39M
RILY icon
3
B. Riley Financial
RILY
$168M
$26.7M 7.76% 2,000,000 – –
WELL.PRI
4
DELISTED
Welltower Inc.
WELL.PRI
$16.2M 4.71% 243,659 +143,780 +144% +$9.57M
EPR.PRC icon
5
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$13.5M 3.92% 439,785 +104,556 +31% +$3.21M
SWH
6
DELISTED
Stanley Black & Decker, Inc.
SWH
$12.5M 3.62% +98,588 New +$12.5M
IRDMB
7
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$8.79M 2.55% 29,523 +12,660 +75% +$3.77M
RYAM.PRA
8
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$8.73M 2.53% +83,266 New +$8.73M
FCAM
9
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$8.01M 2.33% 125,000 +100,000 +400% +$6.41M
JPM.WS
10
DELISTED
JPMorgan Chase
JPM.WS
$7.11M 2.06% +288,550 New +$7.11M
AMSGP
11
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.7M 1.94% 52,802 +51,937 +6,004% +$6.59M
DYNC
12
DELISTED
Vistra Energy Corp.
DYNC
$5.6M 1.63% 67,611 +40,771 +152% +$3.38M
BKHU
13
DELISTED
Black Hills Corporation
BKHU
$5.05M 1.47% 73,169 -83,207 -53% -$5.74M
AGN.PRA
14
DELISTED
Allergan plc.
AGN.PRA
$4.66M 1.35% 5,675 +2,564 +82% +$2.11M
CCI.PRA
15
DELISTED
Crown Castle International Corp.
CCI.PRA
$4.42M 1.28% 39,127 -308,561 -89% -$34.9M
WPXP
16
DELISTED
WPX Energy, Inc.
WPXP
$3.42M 0.99% 55,799 +40,646 +268% +$2.49M
FTRPR
17
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$3.28M 0.95% 39,052 +36,256 +1,297% +$3.04M
SWNC
18
DELISTED
Southwestern Energy Company
SWNC
$2.34M 0.68% 74,070 +54,348 +276% +$1.72M
DCUD
19
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$1.53M 0.44% +30,600 New +$1.53M
GM.WS.B
20
DELISTED
General Motors Company
GM.WS.B
$1.12M 0.32% 79,838 +57,148 +252% +$798K
GXP
21
DELISTED
Great Plains Energy Incorporated
GXP
$648K 0.19% +23,750 New +$648K
AHP.PRB
22
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$636K 0.18% 27,240 -33,050 -55% -$772K
NEE.PRR
23
DELISTED
NextEra Energy, Inc.
NEE.PRR
$493K 0.14% +9,900 New +$493K
EP.PRC icon
24
El Paso Energy Capital Trust I
EP.PRC
$217M
$422K 0.12% +8,688 New +$422K
WFC icon
25
Wells Fargo
WFC
$263B
$146K 0.04% +3,303 New +$146K
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