ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.87%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$335M
AUM Growth
+$335M
Cap. Flow
-$69.9M
Cap. Flow %
-20.89%
Top 10 Hldgs %
55.43%
Holding
144
New
38
Increased
21
Reduced
14
Closed
11

Top Buys

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$28.9M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$19.5M
3
DYNC
Vistra Energy Corp.
DYNC
$9.78M
4
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.03M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$7.48M

Top Sells

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$111M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$24.8M
3
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$17.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$16.5M
5
DTV
DTE Energy Company 2016 Corporate Units
DTV
$6.05M

Sector Composition

1 Financials 1.35%
2 Industrials 1.32%
3 Healthcare 0.73%
4 Real Estate 0.52%
5 Technology 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCUE
1
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$28.9M 7.52% +278,948 New +$28.9M
CFXA
2
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$22.3M 5.82% 176,026 +47,764 +37% +$6.06M
AVTR.PRA
3
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$19.5M 5.09% +295,487 New +$19.5M
CCI.PRA
4
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$17.2M 4.47% 14,288 -20,607 -59% -$24.8M
ENR.PRA
5
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$14.6M 3.8% 168,150 +54,580 +48% +$4.73M
SRE.PRA
6
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.4M 3.74% 128,852 -147,742 -53% -$16.5M
BDXA
7
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.4M 3.74% 231,934 +120,794 +109% +$7.48M
SJIU
8
DELISTED
South Jersey Industries, Inc.
SJIU
$12.9M 3.37% 242,861 +131,270 +118% +$6.99M
DCUD
9
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$11.6M 3.03% 231,602 +123,014 +113% +$6.19M
CNP.PRB
10
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$11M 2.86% 218,980 +159,922 +271% +$8.03M
DYNC
11
DELISTED
Vistra Energy Corp.
DYNC
$9.78M 2.55% +105,594 New +$9.78M
RYAM.PRA
12
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$8.04M 2.09% 155,944 -17,714 -10% -$914K
EPR.PRC icon
13
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$5.26M 1.37% 164,024 -555,110 -77% -$17.8M
DTV
14
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$4.79M 1.25% 85,266 -107,634 -56% -$6.05M
AIG.WS
15
DELISTED
American International Group, Inc.
AIG.WS
$3.94M 1.03% 321,456 +162,505 +102% +$1.99M
TWNKW
16
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$3.54M 0.92% 1,862,550 +556,619 +43% +$1.06M
EPR.PRE icon
17
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$3.48M 0.91% 91,744 +982 +1% +$37.3K
DHR.PRA
18
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$3.33M 0.87% 3,012 -2,837 -49% -$3.13M
FTV.PRA
19
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$2.88M 0.75% 2,809 +2,556 +1,010% +$2.62M
RILY icon
20
B. Riley Financial
RILY
$168M
$2.67M 0.7% 128,183 -3,708 -3% -$77.4K
GM.WS.B
21
DELISTED
General Motors Company
GM.WS.B
$2.44M 0.64% 120,484 +107,844 +853% +$2.19M
BXC icon
22
BlueLinx
BXC
$652M
$2.43M 0.63% 122,781 +11,128 +10% +$220K
AGN
23
DELISTED
Allergan plc
AGN
$2.21M 0.58% +13,200 New +$2.21M
NBR.PRA
24
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.1M 0.55% 93,463 -28,646 -23% -$644K
SRE.PRB
25
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
$2.07M 0.54% +18,607 New +$2.07M
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