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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCC.WS
1
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M 7.23%
4,196,501
+880,525
+27% +$5.18M
AIG.WS
2
DELISTED
American International Group, Inc.
AIG.WS
$23.6M 6.51%
2,297,201
+952,995
+71% +$11.3M
SRE.PRA
3
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$20.7M 5.71%
172,588
-52,806
-23% -$6.22M
CFXA
4
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$16M 4.42%
101,557
-43,781
-30% -$6.31M
AVTR.PRA
5
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$15.5M 4.28%
246,217
+52,362
+27% +$2.99M
AMZN icon
6
Amazon
AMZN
$2.66T
$12.6M 3.47%
+136,000
New +$12M
FTV.PRA
7
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.5M 2.91%
10,831
-7,529
-41% -$7.01M
EPR.PRC icon
8
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$10.4M 2.86%
329,857
+173,281
+111% +$5.66M
TSLA icon
9
PUT
Tesla
TSLA
$1.43T
$10M 2.76%
+358,500
New +$7.78M
AIG icon
10
PUT
American International
AIG
$42.7B
$9.61M 2.65%
187,300
+113,200
+153% +$6M
TSLA icon
11
CALL
Tesla
TSLA
$1.43T
$8.79M 2.42%
+315,000
New +$6.83M
SOLN
12
DELISTED
The Southern Company
SOLN
$7.83M 2.16%
145,356
-31,751
-18% -$1.68M
CNP.PRB
13
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$7.26M 2%
148,960
+59,203
+66% +$2.89M
XLK icon
14
State Street Technology Select Sector SPDR ETF
XLK
$114B
$5.45M 1.5%
+118,962
New +$5.09M
EPR icon
15
CALL
EPR Properties
EPR
$4.76B
$5.36M 1.48%
75,900
+36,500
+93% +$2.69M
CHNGU
16
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.26M 1.45%
87,742
-194,665
-69% -$10M
AIG icon
17
CALL
American International
AIG
$42.7B
$4.5M 1.24%
87,700
+79,200
+932% +$4.2M
NEE.PRO
18
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.15M 1.14%
80,909
-101,472
-56% -$5.08M
TWNKW
19
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$4.13M 1.14%
2,097,406
+174,415
+9% +$262K
BDXA
20
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.02M 1.11%
61,356
+60,559
+7,598% +$3.75M
IFFT
21
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.57M 0.98%
74,342
+24,104
+48% +$1.16M
SPCE.WS
22
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$3.32M 0.92%
+991,382
New +$2.38M
IVV icon
23
iShares Core S&P 500 ETF
IVV
$881B
$2.88M 0.79%
+8,904
New +$2.76M
DTP
24
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.86M 0.79%
+55,797
New +$2.8M
STNG icon
25
Scorpio Tankers
STNG
$3.81B
$2.73M 0.75%
+69,344
New +$2.37M
1
2 3 4 5

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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.