ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.49%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$305M
AUM Growth
+$305M
Cap. Flow
-$105M
Cap. Flow %
-34.53%
Top 10 Hldgs %
59.96%
Holding
166
New
31
Increased
16
Reduced
26
Closed
25

Top Buys

1
AMZN icon
Amazon
AMZN
$12.6M
2
AIG.WS
American International Group, Inc.
AIG.WS
$9.8M
3
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$5.5M
4
XLK icon
Technology Select Sector SPDR Fund
XLK
$5.45M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$5.44M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$20M
3
SJIU
South Jersey Industries, Inc.
SJIU
$11.7M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.7M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$8.02M

Sector Composition

1 Consumer Discretionary 4.6%
2 Utilities 2.57%
3 Financials 1.28%
4 Industrials 0.99%
5 Energy 0.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CCC.WS
1
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M 7.23% 4,196,501 +880,525 +27% +$5.5M
AIG.WS
2
DELISTED
American International Group, Inc.
AIG.WS
$23.6M 6.51% 2,297,201 +952,995 +71% +$9.8M
SRE.PRA
3
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$20.7M 5.71% 172,588 -52,806 -23% -$6.34M
CFXA
4
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$16M 4.42% 101,557 -43,781 -30% -$6.91M
AVTR.PRA
5
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$15.5M 4.28% 246,217 +52,362 +27% +$3.3M
AMZN icon
6
Amazon
AMZN
$2.44T
$12.6M 3.47% +6,800 New +$12.6M
FTV.PRA
7
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$10.5M 2.91% 10,831 -7,529 -41% -$7.32M
EPR.PRC icon
8
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$10.4M 2.86% 329,857 +173,281 +111% +$5.44M
SOLN
9
DELISTED
The Southern Company
SOLN
$7.84M 2.16% 145,356 -31,751 -18% -$1.71M
CNP.PRB
10
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$7.26M 2% 148,960 +59,203 +66% +$2.89M
XLK icon
11
Technology Select Sector SPDR Fund
XLK
$83.9B
$5.45M 1.5% +59,481 New +$5.45M
CHNGU
12
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.26M 1.45% 87,742 -194,665 -69% -$11.7M
NEE.PRO
13
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.15M 1.14% 80,909 -101,472 -56% -$5.2M
TWNKW
14
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$4.13M 1.14% 2,097,406 +174,415 +9% +$344K
BDXA
15
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$4.02M 1.11% 61,356 +60,559 +7,598% +$3.96M
IFFT
16
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.57M 0.98% 74,342 +24,104 +48% +$1.16M
SPCE.WS
17
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$3.32M 0.92% +991,382 New +$3.32M
IVV icon
18
iShares Core S&P 500 ETF
IVV
$662B
$2.88M 0.79% +8,904 New +$2.88M
DTP
19
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.86M 0.79% +55,797 New +$2.86M
STNG icon
20
Scorpio Tankers
STNG
$2.57B
$2.73M 0.75% +69,344 New +$2.73M
AIZP
21
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$2.47M 0.68% 19,222 -3,302 -15% -$425K
RILY icon
22
B. Riley Financial
RILY
$168M
$2.44M 0.67% 96,910 -3,357 -3% -$84.5K
VATE icon
23
INNOVATE Corp
VATE
$72.1M
$2.14M 0.59% 987,858 +42,275 +4% +$91.8K
ENR.PRA
24
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$1.91M 0.53% 18,255 -76,723 -81% -$8.02M
EPR.PRE icon
25
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$1.86M 0.51% 48,679 +47,089 +2,962% +$1.8M
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