ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-1.59%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$613M
AUM Growth
+$613M
Cap. Flow
+$38.2M
Cap. Flow %
6.24%
Top 10 Hldgs %
84.25%
Holding
98
New
21
Increased
11
Reduced
10
Closed
9

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$37.5M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
$10M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$8.53M
4
DYN.PRA
Dynegy Inc.
DYN.PRA
$8.19M
5
BKHU
Black Hills Corporation
BKHU
$6.8M

Top Sells

1
RILY icon
B. Riley Financial
RILY
$30M
2
AMT.PRA
American Tower Corporation
AMT.PRA
$11.6M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$4.23M
4
WPXP
WPX Energy, Inc.
WPXP
$3.21M
5
TIME
Time Inc.
TIME
$2.16M

Sector Composition

1 Utilities 0.19%
2 Financials 0.05%
3 Technology 0.04%
4 Consumer Staples 0.03%
5 Healthcare 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMUSP
1
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$134M 20.9% 1,358,824 +33,193 +3% +$3.27M
DCUC
2
DELISTED
Dominion Energy, Inc.
DCUC
$37.5M 5.84% +783,948 New +$37.5M
BKHU
3
DELISTED
Black Hills Corporation
BKHU
$32.4M 5.05% 437,908 +92,010 +27% +$6.8M
WELL.PRI
4
DELISTED
Welltower Inc.
WELL.PRI
$22.3M 3.47% 336,119 +128,812 +62% +$8.53M
EPR.PRC icon
5
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$20.6M 3.2% 727,516 +137,593 +23% +$3.89M
ARNC.PRB
6
DELISTED
Arconic Inc.
ARNC.PRB
$10M 1.56% +279,269 New +$10M
DYN.PRA
7
DELISTED
Dynegy Inc.
DYN.PRA
$8.19M 1.28% +284,936 New +$8.19M
RPT.PRD
8
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$7.74M 1.21% 147,025 -80,337 -35% -$4.23M
RYAM.PRA
9
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$7.51M 1.17% 63,883 +35,613 +126% +$4.19M
NEE.PRQ
10
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$6M 0.94% +93,513 New +$6M
EPR.PRE icon
11
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$2.73M 0.43% 77,158 -9,405 -11% -$333K
GM.WS.B
12
DELISTED
General Motors Company
GM.WS.B
$2.55M 0.4% +146,355 New +$2.55M
AGN.PRA
13
DELISTED
Allergan plc.
AGN.PRA
$2.37M 0.37% 2,734 +1,005 +58% +$872K
TWNKW
14
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2.2M 0.34% 755,091 +212,406 +39% +$618K
WPXP
15
DELISTED
WPX Energy, Inc.
WPXP
$1.73M 0.27% 36,746 -68,188 -65% -$3.21M
AIG.WS
16
DELISTED
American International Group, Inc.
AIG.WS
$1.37M 0.21% +65,162 New +$1.37M
VRTSP
17
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$1.35M 0.21% 13,218 -8,612 -39% -$881K
EXC icon
18
Exelon
EXC
$44.1B
$1.14M 0.18% +31,529 New +$1.14M
GXP.PRB.CL
19
DELISTED
Great Plains Energy Incorporated
GXP.PRB.CL
$818K 0.13% 15,427 -5,422 -26% -$287K
ZIONW
20
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$665K 0.1% 51,650 +40,083 +347% +$516K
EVHC.PR
21
DELISTED
Envision Healthcare Corporation
EVHC.PR
$621K 0.1% 5,463 -4,127 -43% -$469K
SWNC
22
DELISTED
Southwestern Energy Company
SWNC
$570K 0.09% +39,100 New +$570K
DSKEW
23
DELISTED
Daseke, Inc. Warrant
DSKEW
$401K 0.06% 331,352 +199,452 +151% +$241K
BDXA
24
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$290K 0.05% +5,298 New +$290K
ECPG icon
25
Encore Capital Group
ECPG
$963M
$279K 0.04% +6,942 New +$279K
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