ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$403M
AUM Growth
+$403M
Cap. Flow
+$67.3M
Cap. Flow %
16.69%
Top 10 Hldgs %
60.09%
Holding
159
New
20
Increased
18
Reduced
28
Closed
26

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$79M
2
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$18.6M
3
AIG.WS
American International Group, Inc.
AIG.WS
$14.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$14M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.8M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.2M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$11.6M
4
DYNC
Vistra Energy Corp.
DYNC
$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.79M

Sector Composition

1 Utilities 2.35%
2 Industrials 1.22%
3 Financials 1.04%
4 Real Estate 0.9%
5 Communication Services 0.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DTV
1
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$84M 19.32% 1,447,244 +1,361,978 +1,597% +$79M
SRE.PRA
2
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$26.6M 6.13% 225,394 +96,542 +75% +$11.4M
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$20.7M 4.77% 195,803 -83,145 -30% -$8.79M
CCC.WS
4
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$19.5M 4.5% 3,315,976 +3,159,808 +2,023% +$18.6M
AIG.WS
5
DELISTED
American International Group, Inc.
AIG.WS
$19.2M 4.41% 1,344,206 +1,022,750 +318% +$14.6M
CFXA
6
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19M 4.37% 145,338 -30,688 -17% -$4.01M
FTV.PRA
7
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$16.6M 3.81% 18,360 +15,551 +554% +$14M
CHNGU
8
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$13.5M 3.1% 282,407 +246,331 +683% +$11.8M
SJIU
9
DELISTED
South Jersey Industries, Inc.
SJIU
$12M 2.76% 231,645 -11,216 -5% -$580K
AVTR.PRA
10
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$10.4M 2.4% 193,855 -101,632 -34% -$5.46M
SOLN
11
DELISTED
The Southern Company
SOLN
$9.48M 2.18% +177,107 New +$9.48M
NEE.PRO
12
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.15M 2.11% +182,381 New +$9.15M
ENR.PRA
13
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$8.99M 2.07% 94,978 -73,172 -44% -$6.93M
EPR.PRC icon
14
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$5.22M 1.2% 156,576 -7,448 -5% -$248K
CNP.PRB
15
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.69M 1.08% 89,757 -129,223 -59% -$6.75M
TWNKW
16
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$3.29M 0.76% 1,922,991 +60,441 +3% +$103K
AIZP
17
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$2.82M 0.65% +22,524 New +$2.82M
BXC icon
18
BlueLinx
BXC
$652M
$2.65M 0.61% 82,047 -40,734 -33% -$1.32M
DHR.PRA
19
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$2.64M 0.61% 2,317 -695 -23% -$792K
RILY icon
20
B. Riley Financial
RILY
$168M
$2.37M 0.55% 100,267 -27,916 -22% -$659K
IFFT
21
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$2.36M 0.54% +50,238 New +$2.36M
CCI icon
22
Crown Castle
CCI
$43.2B
$2.32M 0.53% +16,663 New +$2.32M
VATE icon
23
INNOVATE Corp
VATE
$72.1M
$2.22M 0.51% 945,583 +218,491 +30% +$513K
WTRU
24
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.09M 0.48% 34,522 +999 +3% +$60.5K
ARE.PRD
25
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$1.96M 0.45% 50,571 +25,653 +103% +$996K
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