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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$16.5M
Cap. Flow %
3.8%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA icon
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS icon
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC icon
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.09%
2 Utilities 2.18%
3 Industrials 1.13%
4 Financials 0.97%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DTV
1
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$84M 19.32%
1,447,244
+1,361,978
+1,597% +$77.3M
2018 Q4
3 quarters
SRE.PRA icon
2
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$26.6M 6.13%
225,394
+96,542
+75% +$11M
2018 Q4
3 quarters
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$20.7M 4.77%
195,803
-83,145
-30% -$8.56M
2019 Q2
1 quarter
CCC.WS icon
4
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$19.5M 4.5%
3,315,976
+3,159,808
+2,023% +$17.7M
2019 Q1
2 quarters
AIG.WS icon
5
DELISTED
American International Group, Inc.
AIG.WS
$19.2M 4.41%
1,344,206
+1,022,750
+318% +$14.3M
2018 Q3
4 quarters
CFXA
6
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$19M 4.37%
145,338
-30,688
-17% -$3.81M
2019 Q1
2 quarters
FTV.PRA icon
7
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$16.6M 3.81%
18,360
+15,551
+554% +$14.7M
2019 Q1
2 quarters
CHNGU
8
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$13.5M 3.1%
282,407
+246,331
+683% +$13.2M
2019 Q2
1 quarter
SJIU
9
DELISTED
South Jersey Industries, Inc.
SJIU
$12M 2.76%
231,645
-11,216
-5% -$587K
2018 Q2
5 quarters
AVTR.PRA icon
10
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$10.4M 2.4%
193,855
-101,632
-34% -$6.09M
2019 Q2
1 quarter
SOLN
11
DELISTED
The Southern Company
SOLN
$9.48M 2.18%
+177,107
New +$9.29M
2019 Q3
0 quarters
NEE.PRO icon
12
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.14M 2.11%
+182,381
New +$8.97M
2019 Q3
0 quarters
ENR.PRA icon
13
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$8.99M 2.07%
94,978
-73,172
-44% -$6.56M
2019 Q1
2 quarters
EPR.PRC icon
14
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$131M
$5.22M 1.2%
156,576
-7,448
-5% -$244K
2014 Q4
19 quarters
CNP.PRB icon
15
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.69M 1.08%
89,757
-129,223
-59% -$6.57M
2018 Q4
3 quarters
AIG icon
16
PUT
American International
AIG
$41.4B
$4.13M 0.95%
74,100
+44,300
+149% +$2.45M
2017 Q3
8 quarters
NXPI icon
17
CALL
NXP Semiconductors
NXPI
$58.3B
$3.61M 0.83%
+33,100
New +$3.38M
2019 Q3
0 quarters
ZWS icon
18
PUT
Zurn Elkay Water Solutions
ZWS
$7.77B
$3.56M 0.82%
273,202
-72,452
-21% -$969K
2018 Q4
3 quarters
TWNKW
19
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$3.29M 0.76%
1,922,991
+60,441
+3% +$108K
2016 Q4
11 quarters
EPR icon
20
CALL
EPR Properties
EPR
$4.22B
$3.03M 0.7%
39,400
+15,500
+65% +$1.18M
2017 Q2
9 quarters
AIZP
21
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$2.82M 0.65%
+22,524
New +$2.71M
2019 Q3
0 quarters
BXC icon
22
BlueLinx
BXC
$576M
$2.65M 0.61%
82,047
-40,734
-33% -$1.03M
2018 Q2
5 quarters
DHR.PRA icon
23
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$2.64M 0.61%
2,317
-695
-23% -$787K
2019 Q1
2 quarters
FTV icon
24
PUT
Fortive
FTV
$17.5B
$2.56M 0.59%
+59,149
New +$2.73M
2019 Q3
0 quarters
RILY icon
25
BRC Group Holdings
RILY
$188M
$2.37M 0.55%
100,267
-27,916
-22% -$591K
2018 Q4
3 quarters
1
2 3 4 5

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Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists deployed $16.5M of net new capital in Q3 2019, opening 38 new positions and adding to 25 existing holdings. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $14.3M trimmed.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.