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ES
Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
-3.4%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$232M
AUM Growth
-$154M
(-40%)
Cap. Flow
-$193M
Cap. Flow
% of AUM
-83.1%
Top 10 Holdings %
Top 10 Hldgs %
66.99%
Holding
135
New
43
Increased
18
Reduced
25
Closed
17
Avg Time Held Equity + Options
0.3
years
Top 10 Avg Time Held Equity + Options
0.3
years
Top 20 Avg Time Held Equity + Options
0.3
years
Avg Time Held Equity only
0.3
years
Top 10 Avg Time Held Equity only
0.3
years
Top 20 Avg Time Held Equity only
0.3
years
Top Buys
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 98.43% |
| 2 | Healthcare | 0.35% |
| 3 | Consumer Discretionary | 0.34% |
| 4 | Energy | 0.27% |
| 5 | Financials | 0.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
| $24M | 10.32% |
125,000
| – | – |
2014 Q4
3 quarters
|
|
2
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
| $19M | 8.19% |
275,068
+202,829
| +281% | +$14.2M |
2014 Q4
3 quarters
|
|
|
DCUA
3
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
| $18.6M | 8% |
+335,520
| New | +$18.7M |
2015 Q3
0 quarters
|
|
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
| $15.6M | 6.71% |
279,710
-43,803
| -14% | -$2.59M |
2014 Q4
3 quarters
|
|
5
El Paso Energy Capital Trust I
EP.PRC
$220M
| $13M | 5.6% |
265,214
+16,512
| +7% | +$857K |
2014 Q4
3 quarters
|
|
|
FTRPR
6
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
| $8.6M | 3.7% |
92,273
+76,031
| +468% | +$7.64M |
2015 Q2
1 quarter
|
|
7
DELISTED
Welltower Inc.
WELL.PRI
| $6.91M | 2.98% |
113,766
+72,673
| +177% | +$4.44M |
2014 Q4
3 quarters
|
|
|
SWNC
8
DELISTED
Southwestern Energy Company
SWNC
| $3.9M | 1.68% |
125,405
-40,957
| -25% | -$1.65M |
2015 Q1
2 quarters
|
|
9
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
| $3.49M | 1.5% |
14,339
-10,693
| -43% | -$2.98M |
2014 Q4
3 quarters
|
|
|
GWRU
10
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
| $2.35M | 1.01% |
25,838
-23,699
| -48% | -$2.35M |
2014 Q4
3 quarters
|
|
|
SWU
11
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
| $1.99M | 0.86% |
14,893
+9,893
| +198% | +$1.4M |
2015 Q2
1 quarter
|
|
12
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$131M
| $1.82M | 0.79% |
82,339
+19,606
| +31% | +$443K |
2014 Q4
3 quarters
|
|
|
WPXP
13
DELISTED
WPX Energy, Inc.
WPXP
| $1.68M | 0.72% |
+46,495
| New | +$1.85M |
2015 Q3
0 quarters
|
|
14
DELISTED
Crown Castle International Corp.
CCI.PRA
| $1.57M | 0.68% |
+15,454
| New | +$1.59M |
2015 Q3
0 quarters
|
|
15
CALL
Universal Corp
UVV
$1.01B
| $1.49M | 0.64% |
30,100
-11,500
| -28% | -$604K |
2015 Q2
1 quarter
|
|
|
AEUA
16
DELISTED
Anadarko Petroleum Corporation
AEUA
| $1.39M | 0.6% |
37,213
-11,599
| -24% | -$537K |
2015 Q2
1 quarter
|
|
17
PUT
Golar LNG
GLNG
$4.7B
| $1.33M | 0.57% |
47,700
+13,300
| +39% | +$515K |
2014 Q4
3 quarters
|
|
18
CALL
SL Green Realty
SLG
$3.26B
| $1.09M | 0.47% |
+10,433
| New | +$1.12M |
2015 Q3
0 quarters
|
|
19
CALL
MannKind Corp
MNKD
$971M
| $1.08M | 0.47% |
67,240
-720
| -1% | -$15.3K |
2014 Q4
3 quarters
|
|
20
CALL
Kinder Morgan
KMI
$74.3B
| $1M | 0.43% |
36,200
-420,600
| -92% | -$13.9M |
2015 Q1
2 quarters
|
|
|
21
PUT
MannKind Corp
MNKD
$971M
| $956K | 0.41% |
59,560
-6,420
| -10% | -$136K |
2014 Q4
3 quarters
|
|
|
22
CALL
Golar LNG
GLNG
$4.7B
| $811K | 0.35% |
29,100
-12,100
| -29% | -$469K |
2014 Q4
3 quarters
|
|
|
HZNP
23
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $747K | 0.32% |
37,700
| – | – |
2015 Q1
2 quarters
|
|
|
HK
24
PUT
DELISTED
Halcon Resources Corporation
HK
| $718K | 0.31% |
7,861
+1,473
| +23% | +$242K |
2014 Q4
3 quarters
|
|
|
WFT
25
DELISTED
Weatherford International plc
WFT
| $636K | 0.27% |
+75,000
| New | +$759K |
2015 Q3
0 quarters
|
|
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Equitec Specialists's Q3 2015 Portfolio in Review
As of Q3 2015, Equitec Specialists held 135 positions worth $232M, down 40% from $386M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $193M in Q3 2015, closing 17 positions and reducing 25 holdings. Its most notable exit was NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL), an estimated $71.4M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 99% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Equitec Specialists opened a new position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) worth $18.6M.
- Equitec Specialists's largest Q3 2015 buy was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA): 335,520 shares worth $18.6M.
- Equitec Specialists added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q3 2015, an estimated $14.2M increase.
- Equitec Specialists's biggest Q3 2015 reduction was Iridium Communications Inc - 6.75% Series B, cutting an estimated $2.98M.
- Equitec Specialists fully exited NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q3 2015, selling an estimated $71.4M.
- Equitec Specialists's ten largest holdings make up 67% of its $232M portfolio in Q3 2015.
- Equitec Specialists opened 43 new positions and closed 17 in Q3 2015.
- Equitec Specialists's portfolio value fell 40% quarter-over-quarter to $232M.
Based on Equitec Specialists's 13F filing for Q3 2015, filed 28 Oct 2015.