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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$354M
AUM Growth
-$33.4M
(-8.6%)
Cap. Flow
-$26.3M
Cap. Flow
% of AUM
-7.43%
Top 10 Holdings %
Top 10 Hldgs %
63.47%
Holding
135
New
26
Increased
17
Reduced
23
Closed
28
Avg Time Held Equity + Options
0.2
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.2
years
Avg Time Held Equity only
0.2
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
|
+$8.86M |
| 2 |
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
|
+$3.3M |
| 3 |
Beazer Homes USA
BZH
|
+$2.29M |
| 4 |
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
|
+$1.76M |
| 5 |
Can-Fite BioPharma American Depositary Shares
CANF
|
+$1.53M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 99.29% |
| 2 | Technology | 0.34% |
| 3 | Healthcare | 0.33% |
| 4 | Materials | 0.04% |
| 5 | Industrials | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
| $46M | 13% |
703,232
+621,517
| +761% | +$41.3M |
2014 Q4
1 quarter
|
|
2
El Paso Energy Capital Trust I
EP.PRC
$222M
| $24.1M | 6.8% |
400,960
+25,309
| +7% | +$1.5M |
2014 Q4
1 quarter
|
|
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
| $21.7M | 6.13% |
325,318
+95,818
| +42% | +$6.55M |
2014 Q4
1 quarter
|
|
|
UTX.PRA
4
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
| $20.7M | 5.85% |
+336,721
| New | +$21M |
2015 Q1
0 quarters
|
|
|
OCR.PRB
5
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
| $16.8M | 4.76% |
177,045
-94,838
| -35% | -$8.86M |
2014 Q4
1 quarter
|
|
6
DELISTED
Welltower Inc.
WELL.PRI
| $11.3M | 3.19% |
167,905
+6,268
| +4% | +$433K |
2014 Q4
1 quarter
|
|
7
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
| $10.3M | 2.92% |
50,000
-95,000
| -66% | -$19.6M |
2014 Q4
1 quarter
|
|
|
SWNC
8
DELISTED
Southwestern Energy Company
SWNC
| $6.7M | 1.89% |
+132,905
| New | +$7.17M |
2015 Q1
0 quarters
|
|
9
PUT
RTX Corp
RTX
$261B
| $4.55M | 1.28% |
+61,653
| New | +$4.6M |
2015 Q1
0 quarters
|
|
|
10
PUT
NextEra Energy
NEE
$167B
| $4.26M | 1.2% |
163,600
+155,600
| +1,945% | +$4.1M |
2014 Q4
1 quarter
|
|
11
DELISTED
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
| $4.13M | 1.17% |
+4,085
| New | +$4.27M |
2015 Q1
0 quarters
|
|
12
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
| $3.92M | 1.11% |
11,143
+777
| +7% | +$270K |
2014 Q4
1 quarter
|
|
13
CALL
Kinder Morgan
KMI
$75.8B
| $3.71M | 1.05% |
+88,200
| New | +$3.65M |
2015 Q1
0 quarters
|
|
|
GWRU
14
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
| $3.54M | 1% |
29,193
+12,079
| +71% | +$1.44M |
2014 Q4
1 quarter
|
|
|
15
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
| $2.2M | 0.62% |
79,372
-124,502
| -61% | -$3.3M |
2014 Q4
1 quarter
|
|
|
OXGN
16
DELISTED
OXIGENE INC COM
OXGN
| $2.05M | 0.58% |
1,403,935
+1,378,935
| +5,516% | +$2.29M |
2014 Q4
1 quarter
|
|
|
FCAM
17
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
| $1.71M | 0.48% |
+12,382
| New | +$1.55M |
2015 Q1
0 quarters
|
|
|
HK
18
PUT
DELISTED
Halcon Resources Corporation
HK
| $1.6M | 0.45% |
6,022
+1,437
| +31% | +$425K |
2014 Q4
1 quarter
|
|
19
PUT
Golar LNG
GLNG
$4.61B
| $1.44M | 0.41% |
43,300
+6,900
| +19% | +$221K |
2014 Q4
1 quarter
|
|
20
PUT
MannKind Corp
MNKD
$977M
| $1.31M | 0.37% |
50,300
-7,440
| -13% | -$224K |
2014 Q4
1 quarter
|
|
21
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$132M
| $1.22M | 0.35% |
50,493
-14,026
| -22% | -$345K |
2014 Q4
1 quarter
|
|
|
SCON
22
DELISTED
Superconductor Technologies Inc.
SCON
| $1.18M | 0.33% |
+556
| New | +$1.85M |
2015 Q1
0 quarters
|
|
|
23
CALL
MannKind Corp
MNKD
$977M
| $1.07M | 0.3% |
41,140
-3,320
| -7% | -$100K |
2014 Q4
1 quarter
|
|
|
24
CALL
Golar LNG
GLNG
$4.61B
| $1M | 0.28% |
30,100
+9,800
| +48% | +$314K |
2014 Q4
1 quarter
|
|
25
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
| $952K | 0.27% |
16,233
+6,146
| +61% | +$358K |
2014 Q4
1 quarter
|
|
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Equitec Specialists's Q1 2015 Portfolio in Review
As of Q1 2015, Equitec Specialists held 135 positions worth $354M, down 8.6% from $387M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Equitec Specialists withdrew a net $26.3M in Q1 2015, closing 28 positions and reducing 23 holdings. Its most notable exit was Beazer Homes USA, an estimated $2.29M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Equitec Specialists opened a new position in UNITED TECHNOLOGIES CORP CORP UNIT (DE) worth $20.7M.
- Equitec Specialists's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 336,721 shares worth $20.7M.
- Equitec Specialists added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $41.3M increase.
- Equitec Specialists's biggest Q1 2015 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $8.86M.
- Equitec Specialists fully exited Beazer Homes USA in Q1 2015, selling an estimated $2.29M.
- Equitec Specialists's ten largest holdings make up 63% of its $354M portfolio in Q1 2015.
- Equitec Specialists opened 26 new positions and closed 28 in Q1 2015.
- Equitec Specialists's portfolio value fell 8.6% quarter-over-quarter to $354M.
Based on Equitec Specialists's 13F filing for Q1 2015, filed 7 May 2015.