ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-0.1%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$67.6M
Cap. Flow %
21.14%
Top 10 Hldgs %
70.27%
Holding
126
New
15
Increased
11
Reduced
14
Closed
15

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$40.7M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.7M
3
SWNC
Southwestern Energy Company
SWNC
$6.7M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$6.39M
5
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.02M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$3.46M
3
BZH icon
Beazer Homes USA
BZH
$2.29M
4
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$1.76M
5
CX icon
Cemex
CX
$972K

Sector Composition

1 Technology 0.37%
2 Healthcare 0.36%
3 Materials 0.04%
4 Industrials 0%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEE.PRO
1
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$46M 13% 703,232 +621,517 +761% +$40.7M
EP.PRC icon
2
El Paso Energy Capital Trust I
EP.PRC
$217M
$24.1M 6.8% 400,960 +25,309 +7% +$1.52M
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$21.7M 6.13% 325,318 +95,818 +42% +$6.39M
UTX.PRA
4
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.7M 5.85% +336,721 New +$20.7M
OCR.PRB
5
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$16.8M 4.76% 177,045 -94,838 -35% -$9.02M
WELL.PRI
6
DELISTED
Welltower Inc.
WELL.PRI
$11.3M 3.19% 167,905 +6,268 +4% +$421K
SWNC
7
DELISTED
Southwestern Energy Company
SWNC
$6.7M 1.89% +132,905 New +$6.7M
ACT.PRA
8
DELISTED
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M 1.17% +4,085 New +$4.13M
IRDMB
9
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.92M 1.11% 11,143 +777 +7% +$273K
GWRU
10
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$3.54M 1% 29,193 +12,079 +71% +$1.46M
GM.WS.A
11
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$2.2M 0.62% 79,372 -124,502 -61% -$3.46M
OXGN
12
DELISTED
OXIGENE INC COM
OXGN
$2.05M 0.58% 1,403,935 +1,378,935 +5,516% +$2.01M
FCAM
13
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$1.71M 0.48% +12,382 New +$1.71M
EPR.PRC icon
14
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$1.22M 0.35% 50,493 -14,026 -22% -$339K
SCON
15
DELISTED
Superconductor Technologies Inc.
SCON
$1.18M 0.33% +833,708 New +$1.18M
TMUSP
16
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$952K 0.27% 16,233 +6,146 +61% +$360K
WTFCW
17
DELISTED
Wintrust Financial Corporation
WTFCW
$615K 0.17% 24,944 -744 -3% -$18.3K
SLXP
18
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$347K 0.1% +2,009 New +$347K
HZNP
19
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$324K 0.09% +12,472 New +$324K
CANF
20
Can-Fite BioPharma
CANF
$9.2M
$265K 0.07% 118,850 -382,514 -76% -$853K
CATYW
21
DELISTED
Cathay General Bancorp Warrant
CATYW
$256K 0.07% 31,723 -786 -2% -$6.34K
MDVL
22
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$146K 0.04% 31,790 -1,758 -5% -$8.07K
TC
23
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$118K 0.03% 89,423 -188,900 -68% -$249K
PRPO icon
24
Precipio
PRPO
$25.1M
$113K 0.03% +78,400 New +$113K
XNCR icon
25
Xencor
XNCR
$580M
$84K 0.02% 5,489 – –
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