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Equitec Specialists Portfolio holdings
AUM
$708K
Turnover
98.64%
1-Year Est. Return
25.27%
This Fund
S&P 500
This Quarter
Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
(+20%)
Cap. Flow
-$112M
Cap. Flow
% of AUM
-40.18%
Top 10 Holdings %
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.4
years
Top 20 Avg Time Held Equity + Options
0.4
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.4
years
Top 20 Avg Time Held Equity only
0.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
|
+$4.07M |
| 2 |
BKHU
Black Hills Corporation
BKHU
|
+$3.19M |
| 3 |
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
|
+$2.34M |
| 4 |
TSNU
Tyson Foods, Inc.
TSNU
|
+$1.65M |
| 5 |
Welltower Inc.
WELL.PRI
|
+$960K |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 97.61% |
| 2 | Healthcare | 1.72% |
| 3 | Financials | 0.33% |
| 4 | Materials | 0.11% |
| 5 | Utilities | 0.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
| $19.5M | 6.99% |
318,653
+38,943
| +14% | +$2.34M |
2014 Q4
4 quarters
|
|
2
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
| $18.4M | 6.59% |
271,339
-3,729
| -1% | -$250K |
2014 Q4
4 quarters
|
|
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
| $10.2M | 3.66% |
50,000
-75,000
| -60% | -$15.4M |
2014 Q4
4 quarters
|
|
|
4
DELISTED
Welltower Inc.
WELL.PRI
| $7.89M | 2.83% |
129,812
+16,046
| +14% | +$960K |
2014 Q4
4 quarters
|
|
|
AMSGP
5
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
| $3.88M | 1.39% |
+27,016
| New | +$4.07M |
2015 Q4
0 quarters
|
|
|
BKHU
6
DELISTED
Black Hills Corporation
BKHU
| $3.36M | 1.2% |
+60,550
| New | +$3.19M |
2015 Q4
0 quarters
|
|
7
El Paso Energy Capital Trust I
EP.PRC
| $3.07M | 1.1% |
74,954
-190,260
| -72% | -$8.7M |
2014 Q4
4 quarters
|
|
8
CALL
Universal Corp
UVV
$1.01B
| $3.05M | 1.09% |
54,400
+24,300
| +81% | +$1.33M |
2015 Q2
2 quarters
|
|
9
CALL
DELISTED
SANDISK CORP
SNDK
| $2.07M | 0.74% |
27,200
+22,700
| +504% | +$1.66M |
2014 Q4
4 quarters
|
|
10
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
| $2.05M | 0.74% |
6,669
-7,670
| -53% | -$2.2M |
2014 Q4
4 quarters
|
|
|
WPXP
11
DELISTED
WPX Energy, Inc.
WPXP
| $2.03M | 0.73% |
64,597
+18,102
| +39% | +$704K |
2015 Q3
1 quarter
|
|
|
TSNU
12
DELISTED
Tyson Foods, Inc.
TSNU
| $1.8M | 0.64% |
+29,595
| New | +$1.65M |
2015 Q4
0 quarters
|
|
13
PUT
Cleveland-Cliffs
CLF
$6.95B
| $1.68M | 0.6% |
1,061,300
+918,800
| +645% | +$2.25M |
2015 Q3
1 quarter
|
|
|
14
CALL
T-Mobile US
TMUS
$171B
| $1.6M | 0.57% |
40,800
+27,200
| +200% | +$1.05M |
2015 Q3
1 quarter
|
|
|
15
PUT
T-Mobile US
TMUS
$171B
| $1.41M | 0.5% |
+36,000
| New | +$1.39M |
2015 Q4
0 quarters
|
|
16
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$135M
| $1.4M | 0.5% |
58,186
-24,153
| -29% | -$557K |
2014 Q4
4 quarters
|
|
|
17
PUT
Universal Corp
UVV
$1.01B
| $1.17M | 0.42% |
20,800
+16,500
| +384% | +$903K |
2015 Q3
1 quarter
|
|
18
PUT
JinkoSolar
JKS
$427M
| $968K | 0.35% |
35,000
+22,000
| +169% | +$564K |
2015 Q3
1 quarter
|
|
19
PUT
DELISTED
SUNEDISON, INC COM
SUNE
| $837K | 0.3% |
+164,400
| New | +$1.01M |
2015 Q4
0 quarters
|
|
|
HZNP
20
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $789K | 0.28% |
36,400
-1,300
| -3% | -$25.3K |
2015 Q1
3 quarters
|
|
21
Kearny Financial
KRNY
$568M
| $748K | 0.27% |
59,039
+13,800
| +31% | +$168K |
2015 Q2
2 quarters
|
|
22
PUT
Tesla
TSLA
$1.43T
| $672K | 0.24% |
42,000
+7,500
| +22% | +$112K |
2015 Q2
2 quarters
|
|
|
SWNC
23
DELISTED
Southwestern Energy Company
SWNC
| $653K | 0.23% |
35,207
-90,198
| -72% | -$2.28M |
2015 Q1
3 quarters
|
|
24
CALL
Kinder Morgan
KMI
$73B
| $561K | 0.2% |
37,600
+1,400
| +4% | +$33.4K |
2015 Q1
3 quarters
|
|
25
PUT
Golar LNG
GLNG
$4.57B
| $513K | 0.18% |
32,500
-15,200
| -32% | -$388K |
2014 Q4
4 quarters
|
|
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Equitec Specialists's Q4 2015 Portfolio in Review
As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.
Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.
- Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
- Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
- Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
- Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
- Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
- Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
- Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.
Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.