ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+0.61%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$247M
AUM Growth
+$247M
Cap. Flow
-$33.9M
Cap. Flow %
-13.73%
Top 10 Hldgs %
74.94%
Holding
128
New
20
Increased
8
Reduced
12
Closed
23

Top Buys

1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.88M
2
BKHU
Black Hills Corporation
BKHU
$3.36M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.38M
4
TSNU
Tyson Foods, Inc.
TSNU
$1.8M
5
WELL.PRI
Welltower Inc.
WELL.PRI
$976K

Top Sells

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$18.6M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$8.25M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$7.79M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.36M
5
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$2.35M

Sector Composition

1 Healthcare 1.94%
2 Financials 0.37%
3 Materials 0.12%
4 Utilities 0.06%
5 Consumer Staples 0.05%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RPT.PRD
1
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$19.5M 6.99% 318,653 +38,943 +14% +$2.38M
TMUSP
2
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$18.4M 6.59% 271,339 -3,729 -1% -$252K
WELL.PRI
3
DELISTED
Welltower Inc.
WELL.PRI
$7.89M 2.83% 129,812 +16,046 +14% +$976K
AMSGP
4
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.88M 1.39% +27,016 New +$3.88M
BKHU
5
DELISTED
Black Hills Corporation
BKHU
$3.36M 1.2% +60,550 New +$3.36M
EP.PRC icon
6
El Paso Energy Capital Trust I
EP.PRC
$217M
$3.07M 1.1% 74,954 -190,260 -72% -$7.79M
IRDMB
7
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.05M 0.74% 6,669 -7,670 -53% -$2.36M
WPXP
8
DELISTED
WPX Energy, Inc.
WPXP
$2.03M 0.73% 64,597 +18,102 +39% +$569K
TSNU
9
DELISTED
Tyson Foods, Inc.
TSNU
$1.8M 0.64% +29,595 New +$1.8M
EPR.PRC icon
10
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$1.4M 0.5% 58,186 -24,153 -29% -$579K
HZNP
11
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$789K 0.28% 36,400 -1,300 -3% -$28.2K
KRNY icon
12
Kearny Financial
KRNY
$424M
$748K 0.27% 59,039 +13,800 +31% +$175K
SWNC
13
DELISTED
Southwestern Energy Company
SWNC
$653K 0.23% 35,207 -90,198 -72% -$1.67M
WTFCW
14
DELISTED
Wintrust Financial Corporation
WTFCW
$520K 0.19% 20,243 -2,900 -13% -$74.5K
AGN.PRA
15
DELISTED
Allergan plc.
AGN.PRA
$388K 0.14% 377 +30 +9% +$30.9K
GM.WS.A
16
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$352K 0.13% 14,491 +4,821 +50% +$117K
AEUA
17
DELISTED
Anadarko Petroleum Corporation
AEUA
$287K 0.1% 8,449 -28,764 -77% -$977K
CX icon
18
Cemex
CX
$13.2B
$280K 0.1% 50,324 -12,000 -19% -$66.8K
AIG.WS
19
DELISTED
American International Group, Inc.
AIG.WS
$207K 0.07% +8,696 New +$207K
FTRPR
20
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$187K 0.07% 2,045 -90,228 -98% -$8.25M
DYN.PRA
21
DELISTED
Dynegy Inc.
DYN.PRA
$182K 0.07% +3,594 New +$182K
GM.WS.B
22
DELISTED
General Motors Company
GM.WS.B
$136K 0.05% +8,374 New +$136K
PEP icon
23
PepsiCo
PEP
$204B
$129K 0.05% 1,292 +522 +68% +$52.1K
AAL icon
24
American Airlines Group
AAL
$8.82B
$125K 0.04% +2,953 New +$125K
PNW icon
25
Pinnacle West Capital
PNW
$10.7B
$103K 0.04% +1,597 New +$103K
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