We are live on ! Find out more
ES

Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
Cap. Flow
-$112M
Cap. Flow %
-40.18%
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$4.07M
2
BKHU
Black Hills Corporation
BKHU
+$3.19M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.34M
4
TSNU
Tyson Foods, Inc.
TSNU
+$1.65M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$960K

Top Sells

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.6M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$8.7M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$8.69M
4
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$2.35M
5
SWNC
Southwestern Energy Company
SWNC
+$2.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.61%
2 Healthcare 1.72%
3 Financials 0.33%
4 Materials 0.11%
5 Utilities 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPT.PRD
1
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$19.5M 6.99%
318,653
+38,943
+14% +$2.34M
TMUSP
2
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$18.4M 6.59%
271,339
-3,729
-1% -$250K
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$10.2M 3.66%
50,000
-75,000
-60% -$15.4M
WELL.PRI
4
DELISTED
Welltower Inc.
WELL.PRI
$7.89M 2.83%
129,812
+16,046
+14% +$960K
AMSGP
5
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.88M 1.39%
+27,016
New +$4.07M
BKHU
6
DELISTED
Black Hills Corporation
BKHU
$3.36M 1.2%
+60,550
New +$3.19M
EP.PRC icon
7
El Paso Energy Capital Trust I
EP.PRC
$223M
$3.07M 1.1%
74,954
-190,260
-72% -$8.7M
UVV icon
8
CALL
Universal Corp
UVV
$1.14B
$3.05M 1.09%
54,400
+24,300
+81% +$1.33M
SNDK
9
CALL
DELISTED
SANDISK CORP
SNDK
$2.07M 0.74%
27,200
+22,700
+504% +$1.66M
IRDMB
10
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.05M 0.74%
6,669
-7,670
-53% -$2.2M
WPXP
11
DELISTED
WPX Energy, Inc.
WPXP
$2.03M 0.73%
64,597
+18,102
+39% +$704K
TSNU
12
DELISTED
Tyson Foods, Inc.
TSNU
$1.8M 0.64%
+29,595
New +$1.65M
CLF icon
13
PUT
Cleveland-Cliffs
CLF
$6.63B
$1.68M 0.6%
1,061,300
+918,800
+645% +$2.25M
TMUS icon
14
CALL
T-Mobile US
TMUS
$195B
$1.6M 0.57%
40,800
+27,200
+200% +$1.05M
TMUS icon
15
PUT
T-Mobile US
TMUS
$195B
$1.41M 0.5%
+36,000
New +$1.39M
EPR.PRC icon
16
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$1.4M 0.5%
58,186
-24,153
-29% -$557K
UVV icon
17
PUT
Universal Corp
UVV
$1.14B
$1.17M 0.42%
20,800
+16,500
+384% +$903K
JKS
18
PUT
JinkoSolar
JKS
$709M
$968K 0.35%
35,000
+22,000
+169% +$564K
SUNE
19
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$837K 0.3%
+164,400
New +$1.01M
HZNP
20
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$789K 0.28%
36,400
-1,300
-3% -$25.3K
KRNY icon
21
Kearny Financial
KRNY
$638M
$748K 0.27%
59,039
+13,800
+31% +$168K
TSLA icon
22
PUT
Tesla
TSLA
$1.38T
$672K 0.24%
42,000
+7,500
+22% +$112K
SWNC
23
DELISTED
Southwestern Energy Company
SWNC
$653K 0.23%
35,207
-90,198
-72% -$2.28M
KMI icon
24
CALL
Kinder Morgan
KMI
$70.3B
$561K 0.2%
37,600
+1,400
+4% +$33.4K
GLNG icon
25
PUT
Golar LNG
GLNG
$5.13B
$513K 0.18%
32,500
-15,200
-32% -$388K
1
2 3 4 5

Similar funds

FFIM
Founders Fund II Management San Francisco, California $1.32M AUM
YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q4 2015 Portfolio in Review

As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.

  • Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
  • Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
  • Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
  • Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
  • Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
  • Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.

Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.