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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+8.89%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$74.8M
Cap. Flow
-$53.7M
Cap. Flow %
-12.81%
Top 10 Hldgs %
70.62%
Holding
147
New
40
Increased
24
Reduced
24
Closed
33

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$51.1M
2
BKHU
Black Hills Corporation
BKHU
+$6.76M
3
WPXP
WPX Energy, Inc.
WPXP
+$6.16M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$3.19M
5
EVHC.PR
Envision Healthcare Corporation
EVHC.PR
+$2.85M

Top Sells

Rank Stock Value
1
SWH
Stanley Black & Decker, Inc.
SWH
+$12.5M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$9.95M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$8.68M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$8.01M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$6.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.95%
2 Financials 9.61%
3 Communication Services 0.32%
4 Healthcare 0.08%
5 Technology 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUSP
1
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$97.6M 23.28%
1,033,532
+589,368
+133% +$51.1M
RILY icon
2
BRC Group Holdings
RILY
$283M
$36.9M 8.8%
2,000,000
-20,000
-1% -$302K
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$28.3M 6.75%
461,873
+1,625
+0.4% +$101K
EPR.PRC icon
4
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$146M
$14.9M 3.57%
525,156
+85,371
+19% +$2.41M
WELL.PRI
5
DELISTED
Welltower Inc.
WELL.PRI
$13.3M 3.17%
220,561
-23,098
-9% -$1.4M
RYAM.PRA
6
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$12.2M 2.92%
105,596
+22,330
+27% +$2.39M
BKHU
7
DELISTED
Black Hills Corporation
BKHU
$12M 2.87%
174,758
+101,589
+139% +$6.76M
WPXP
8
DELISTED
WPX Energy, Inc.
WPXP
$10.3M 2.46%
157,145
+101,346
+182% +$6.16M
WDC icon
9
PUT
Western Digital
WDC
$166B
$8.22M 1.96%
160,083
-6,615
-4% -$305K
UVV icon
10
CALL
Universal Corp
UVV
$1.14B
$5.77M 1.38%
90,500
-17,200
-16% -$982K
FTRPR
11
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$5.73M 1.37%
80,663
+41,611
+107% +$3.19M
HK
12
CALL
DELISTED
Halcon Resources Corporation
HK
$5.68M 1.36%
+608,700
New +$5.73M
MDR
13
CALL
DELISTED
McDermott International
MDR
$4.38M 1.04%
197,500
+170,167
+623% +$3.17M
DYNC
14
DELISTED
Vistra Energy Corp.
DYNC
$3.69M 0.88%
59,362
-8,249
-12% -$580K
KMI icon
15
CALL
Kinder Morgan
KMI
$70.3B
$3.15M 0.75%
152,100
+5,500
+4% +$116K
JPM icon
16
JPMorgan Chase
JPM
$951B
$3.07M 0.73%
35,560
+35,460
+35,460% +$2.7M
EVHC.PR
17
DELISTED
Envision Healthcare Corporation
EVHC.PR
$2.7M 0.65%
+22,650
New +$2.85M
TMUS icon
18
CALL
T-Mobile US
TMUS
$195B
$2.67M 0.64%
46,400
+37,700
+433% +$1.97M
TMUS icon
19
PUT
T-Mobile US
TMUS
$195B
$2.13M 0.51%
37,000
+3,500
+10% +$183K
GXP.PRB.CL
20
DELISTED
Great Plains Energy Incorporated
GXP.PRB.CL
$2.08M 0.5%
+41,119
New +$2.09M
GM.WS.B
21
DELISTED
General Motors Company
GM.WS.B
$1.54M 0.37%
89,564
+9,726
+12% +$152K
MDR
22
PUT
DELISTED
McDermott International
MDR
$1.53M 0.37%
+69,000
New +$1.29M
TIME
23
DELISTED
Time Inc.
TIME
$1.35M 0.32%
+75,731
New +$1.12M
WDC icon
24
CALL
Western Digital
WDC
$166B
$1.32M 0.31%
25,666
+1,190
+5% +$54.9K
MDCO
25
CALL
DELISTED
Medicines Co
MDCO
$1.31M 0.31%
38,700
+5,600
+17% +$199K
1
2 3 4 5

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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
DCM Hybrid RMB Fund International Menlo Park, California $35.3M AUM
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q4 2016 Portfolio in Review

As of Q4 2016, Equitec Specialists held 147 positions worth $419M, up 22% from $344M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Equitec Specialists withdrew a net $53.7M in Q4 2016, closing 33 positions and reducing 24 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, up from 90% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Equitec Specialists opened a new position in Envision Healthcare Corporation worth $2.7M.

  • Equitec Specialists's largest Q4 2016 buy was Envision Healthcare Corporation: 22,650 shares worth $2.7M.
  • Equitec Specialists added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2016, an estimated $51.1M increase.
  • Equitec Specialists's biggest Q4 2016 reduction was JPMorgan Chase, cutting an estimated $9.95M.
  • Equitec Specialists fully exited Stanley Black & Decker, Inc. in Q4 2016, selling an estimated $12.5M.
  • Equitec Specialists's ten largest holdings make up 71% of its $419M portfolio in Q4 2016.
  • Equitec Specialists opened 40 new positions and closed 33 in Q4 2016.
  • Equitec Specialists's portfolio value rose 22% quarter-over-quarter to $419M.

Based on Equitec Specialists's 13F filing for Q4 2016, filed 24 Jan 2017.