ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+7.81%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$369M
AUM Growth
+$369M
Cap. Flow
+$26.5M
Cap. Flow %
7.2%
Top 10 Hldgs %
80.31%
Holding
113
New
16
Increased
10
Reduced
11
Closed
13

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$55.7M
2
BKHU
Black Hills Corporation
BKHU
$7M
3
WPXP
WPX Energy, Inc.
WPXP
$6.66M
4
JPM icon
JPMorgan Chase
JPM
$3.06M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$2.96M

Top Sells

1
JPM.WS
JPMorgan Chase
JPM.WS
$12.5M
2
SWH
Stanley Black & Decker, Inc.
SWH
$12.5M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$9.01M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$8.01M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$6.7M

Sector Composition

1 Financials 10.91%
2 Healthcare 0.09%
3 Technology 0.02%
4 Industrials 0.02%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMUSP
1
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$97.6M 23.28% 1,033,532 +589,368 +133% +$55.7M
RILY icon
2
B. Riley Financial
RILY
$168M
$36.9M 8.8% 2,000,000 – –
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$28.3M 6.75% 461,873 +1,625 +0.4% +$99.6K
EPR.PRC icon
4
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$14.9M 3.57% 525,156 +85,371 +19% +$2.43M
WELL.PRI
5
DELISTED
Welltower Inc.
WELL.PRI
$13.3M 3.17% 220,561 -23,098 -9% -$1.39M
RYAM.PRA
6
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$12.2M 2.92% 105,596 +22,330 +27% +$2.59M
BKHU
7
DELISTED
Black Hills Corporation
BKHU
$12M 2.87% 174,758 +101,589 +139% +$7M
WPXP
8
DELISTED
WPX Energy, Inc.
WPXP
$10.3M 2.46% 157,145 +101,346 +182% +$6.66M
FTRPR
9
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$5.73M 1.37% 80,663 +41,611 +107% +$2.96M
DYNC
10
DELISTED
Vistra Energy Corp.
DYNC
$3.69M 0.88% 59,362 -8,249 -12% -$513K
JPM icon
11
JPMorgan Chase
JPM
$829B
$3.07M 0.73% 35,560 +35,460 +35,460% +$3.06M
EVHC.PR
12
DELISTED
Envision Healthcare Corporation
EVHC.PR
$2.7M 0.65% +22,650 New +$2.7M
GXP.PRB.CL
13
DELISTED
Great Plains Energy Incorporated
GXP.PRB.CL
$2.08M 0.5% +41,119 New +$2.08M
GM.WS.B
14
DELISTED
General Motors Company
GM.WS.B
$1.54M 0.37% 89,564 +9,726 +12% +$167K
TIME
15
DELISTED
Time Inc.
TIME
$1.35M 0.32% +75,731 New +$1.35M
AIG.WS
16
DELISTED
American International Group, Inc.
AIG.WS
$1.24M 0.3% +52,944 New +$1.24M
SWNC
17
DELISTED
Southwestern Energy Company
SWNC
$1.13M 0.27% 44,458 -29,612 -40% -$754K
IRDMB
18
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$1.04M 0.25% 3,046 -26,477 -90% -$9.01M
AHP.PRB
19
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$470K 0.11% 21,682 -5,558 -20% -$120K
CCNWW
20
DELISTED
CardConnect Corp. Warrants
CCNWW
$446K 0.11% +140,295 New +$446K
EPR.PRE icon
21
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$380K 0.09% +10,600 New +$380K
AGN.PRA
22
DELISTED
Allergan plc.
AGN.PRA
$352K 0.08% 462 -5,213 -92% -$3.97M
TWNKW
23
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$338K 0.08% +192,860 New +$338K
TSNU
24
DELISTED
Tyson Foods, Inc.
TSNU
$204K 0.05% +3,017 New +$204K
IONS icon
25
Ionis Pharmaceuticals
IONS
$6.79B
$189K 0.05% +3,958 New +$189K
1
2 3 4