ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-1.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$318M
AUM Growth
+$318M
Cap. Flow
+$39.5M
Cap. Flow %
12.4%
Top 10 Hldgs %
81.54%
Holding
123
New
13
Increased
10
Reduced
9
Closed
28

Top Buys

1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$28M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$20.1M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.65M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$3.78M
5
AEUA
Anadarko Petroleum Corporation
AEUA
$2.47M

Top Sells

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$8.49M
2
WELL.PRI
Welltower Inc.
WELL.PRI
$7.54M
3
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$4.13M
4
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.28M
5
OXGN
OXIGENE INC COM
OXGN
$2.05M

Sector Composition

1 Healthcare 0.49%
2 Materials 0.26%
3 Financials 0.16%
4 Technology 0.09%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEE.PRO
1
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$71.4M 18.48% 1,156,450 +453,218 +64% +$28M
UTX.PRA
2
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$39.4M 10.21% 688,274 +351,553 +104% +$20.1M
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$19.3M 4.99% 323,513 -1,805 -0.6% -$108K
OCR.PRB
4
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$17.2M 4.44% 148,644 -28,401 -16% -$3.28M
EP.PRC icon
5
El Paso Energy Capital Trust I
EP.PRC
$217M
$13.9M 3.59% 248,702 -152,258 -38% -$8.49M
IRDMB
6
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$8.38M 2.17% 25,032 +13,889 +125% +$4.65M
SWNC
7
DELISTED
Southwestern Energy Company
SWNC
$8.21M 2.13% 166,362 +33,457 +25% +$1.65M
GWRU
8
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$5.02M 1.3% 49,537 +20,344 +70% +$2.06M
TMUSP
9
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$4.88M 1.26% 72,239 +56,006 +345% +$3.78M
AEUA
10
DELISTED
Anadarko Petroleum Corporation
AEUA
$2.47M 0.64% +48,812 New +$2.47M
WELL.PRI
11
DELISTED
Welltower Inc.
WELL.PRI
$2.44M 0.63% 41,093 -126,812 -76% -$7.54M
FTRPR
12
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$1.62M 0.42% +16,242 New +$1.62M
FCAM
13
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$1.56M 0.4% 12,382 – –
EPR.PRC icon
14
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$1.44M 0.37% 62,733 +12,240 +24% +$281K
HZNP
15
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1.31M 0.34% 37,700 +25,228 +202% +$877K
AGN.PRA
16
DELISTED
Allergan plc.
AGN.PRA
$914K 0.24% +874 New +$914K
CX icon
17
Cemex
CX
$13.2B
$739K 0.19% +80,724 New +$739K
SWU
18
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$725K 0.19% +5,000 New +$725K
WTFCW
19
DELISTED
Wintrust Financial Corporation
WTFCW
$715K 0.19% 23,444 -1,500 -6% -$45.7K
KMI.WS
20
DELISTED
Kinder Morgan Inc
KMI.WS
$594K 0.15% +220,106 New +$594K
KRNY icon
21
Kearny Financial
KRNY
$424M
$505K 0.13% +45,239 New +$505K
TSEM icon
22
Tower Semiconductor
TSEM
$6.58B
$293K 0.08% +19,000 New +$293K
TSNU
23
DELISTED
Tyson Foods, Inc.
TSNU
$143K 0.04% +2,770 New +$143K
SQNM
24
DELISTED
SEQUENOM INC NEW
SQNM
$131K 0.03% +43,000 New +$131K
XNCR icon
25
Xencor
XNCR
$580M
$121K 0.03% 5,489 – –
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