ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.94%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$428M
AUM Growth
+$428M
Cap. Flow
+$27.6M
Cap. Flow %
6.45%
Top 10 Hldgs %
86.49%
Holding
104
New
10
Increased
9
Reduced
10
Closed
27

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$30.9M
2
BKHU
Black Hills Corporation
BKHU
$12.6M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$11.6M
4
EPR.PRE icon
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$2.72M
5
UVV icon
Universal Corp
UVV
$2.18M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$12.7M
2
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$7.9M
3
DYNC
Vistra Energy Corp.
DYNC
$3.69M
4
WPXP
WPX Energy, Inc.
WPXP
$3.16M
5
JPM icon
JPMorgan Chase
JPM
$2.7M

Sector Composition

1 Financials 7.1%
2 Consumer Staples 0.51%
3 Consumer Discretionary 0.17%
4 Healthcare 0.06%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMUSP
1
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$140M 30.99% 1,325,631 +292,099 +28% +$30.9M
RILY icon
2
B. Riley Financial
RILY
$168M
$30M 6.63% 2,000,000 – –
BKHU
3
DELISTED
Black Hills Corporation
BKHU
$25.4M 5.61% 345,898 +171,140 +98% +$12.6M
EPR.PRC icon
4
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$16.9M 3.74% 589,923 +64,767 +12% +$1.86M
WELL.PRI
5
DELISTED
Welltower Inc.
WELL.PRI
$13.1M 2.89% 207,307 -13,254 -6% -$837K
RPT.PRD
6
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$12.3M 2.72% 227,362 -234,511 -51% -$12.7M
AMT.PRA
7
DELISTED
American Tower Corporation
AMT.PRA
$11.6M 2.56% +101,327 New +$11.6M
WPXP
8
DELISTED
WPX Energy, Inc.
WPXP
$6.34M 1.4% 104,934 -52,211 -33% -$3.16M
EPR.PRE icon
9
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$3.1M 0.68% 86,563 +75,963 +717% +$2.72M
RYAM.PRA
10
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$2.89M 0.64% 28,270 -77,326 -73% -$7.9M
FTRPR
11
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$2.24M 0.49% 45,363 -35,300 -44% -$1.74M
UVV icon
12
Universal Corp
UVV
$1.39B
$2.18M 0.48% +30,851 New +$2.18M
TIME
13
DELISTED
Time Inc.
TIME
$2.16M 0.48% 111,365 +35,634 +47% +$690K
VRTSP
14
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.14M 0.47% +21,830 New +$2.14M
TWNKW
15
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.53M 0.34% 542,685 +349,825 +181% +$986K
AGN.PRA
16
DELISTED
Allergan plc.
AGN.PRA
$1.47M 0.32% 1,729 +1,267 +274% +$1.08M
GXP.PRB.CL
17
DELISTED
Great Plains Energy Incorporated
GXP.PRB.CL
$1.12M 0.25% 20,849 -20,270 -49% -$1.09M
EVHC.PR
18
DELISTED
Envision Healthcare Corporation
EVHC.PR
$1.09M 0.24% 9,590 -13,060 -58% -$1.49M
CMA.WS
19
DELISTED
Comerica Incorporated Ws
CMA.WS
$1.02M 0.23% +26,051 New +$1.02M
GM icon
20
General Motors
GM
$55.8B
$738K 0.16% +20,866 New +$738K
JPM icon
21
JPMorgan Chase
JPM
$829B
$418K 0.09% 4,760 -30,800 -87% -$2.7M
SPY icon
22
SPDR S&P 500 ETF Trust
SPY
$658B
$306K 0.07% +1,300 New +$306K
AHP.PRB
23
DELISTED
Ashford Hospitality Prime, Inc.
AHP.PRB
$280K 0.06% 14,223 -7,459 -34% -$147K
PCRX icon
24
Pacira BioSciences
PCRX
$1.2B
$257K 0.06% +5,646 New +$257K
AFSI
25
DELISTED
AmTrust Financial Services, Inc.
AFSI
$224K 0.05% +12,118 New +$224K
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