ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.23%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$410M
AUM Growth
+$410M
Cap. Flow
+$40.9M
Cap. Flow %
9.98%
Top 10 Hldgs %
63.37%
Holding
253
New
68
Increased
33
Reduced
40
Closed
39

Top Buys

1
FSR
Fisker Inc.
FSR
$23.9M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$16M
3
PCGU
PG&E Corporation
PCGU
$13.4M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$10.2M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$7.72M

Top Sells

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$21.2M
2
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
3
AAL icon
American Airlines Group
AAL
$7.17M
4
AMZN icon
Amazon
AMZN
$3.91M
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
$3.46M

Sector Composition

1 Consumer Discretionary 6.57%
2 Industrials 1.01%
3 Consumer Staples 0.89%
4 Technology 0.45%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$43.5M 8.39% 381,639 +117,331 +44% +$13.4M
GFLU
2
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M 5.25% 334,044 +94,693 +40% +$7.72M
FSR
3
DELISTED
Fisker Inc.
FSR
$23.9M 4.61% +1,388,604 New +$23.9M
CHNGU
4
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M 4.08% 283,319 +213,432 +305% +$16M
NEE.PRO
5
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M 2.99% 270,610 +177,499 +191% +$10.2M
NEE.PRP
6
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.81M 1.89% 198,020 -55,292 -22% -$2.74M
TWNKW
7
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$7.5M 1.44% 5,172,540 +1,713,396 +50% +$2.48M
NEE.PRQ
8
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$6.87M 1.32% 138,477 +59,280 +75% +$2.94M
SJIV
9
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$5.35M 1.03% +107,637 New +$5.35M
TTCF
10
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$3.63M 0.7% 186,766 +177,066 +1,825% +$3.44M
CLVRW
11
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$3.19M 0.61% 1,212,338 +494,122 +69% +$1.3M
AESC
12
DELISTED
The AES Corporation
AESC
$2.44M 0.47% +23,589 New +$2.44M
OXY.WS icon
13
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$2.01M 0.39% 168,713 +5,655 +3% +$67.3K
VLDR
14
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$1.98M 0.38% 173,307 -262,016 -60% -$2.99M
OXY icon
15
Occidental Petroleum
OXY
$46.9B
$1.78M 0.34% 66,748 +31,817 +91% +$847K
PRCH icon
16
Porch Group
PRCH
$1.77B
$1.74M 0.33% +98,058 New +$1.74M
GOEVW
17
DELISTED
Canoo Inc. Warrant
GOEVW
$1.63M 0.31% +576,162 New +$1.63M
DKNG icon
18
DraftKings
DKNG
$23.8B
$1.46M 0.28% 23,792 -11,870 -33% -$728K
IFFT
19
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$1.33M 0.26% +27,203 New +$1.33M
BTRSW
20
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$1.28M 0.25% 270,869 +229,092 +548% +$1.08M
AEPPL
21
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.19M 0.23% +24,629 New +$1.19M
BLNKW
22
DELISTED
Blink Charging Co. Warrant
BLNKW
$1.08M 0.21% 29,158 +21,469 +279% +$794K
QS.WS
23
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
$987K 0.19% +29,675 New +$987K
KERNW
24
DELISTED
Akerna Corp Warrant
KERNW
$837K 0.16% 620,063 +533,963 +620% +$721K
SPCE icon
25
Virgin Galactic
SPCE
$179M
$813K 0.16% 26,550 +24,500 +1,195% +$750K
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