ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-10.16%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$307M
AUM Growth
+$307M
Cap. Flow
-$14.9M
Cap. Flow %
-4.87%
Top 10 Hldgs %
72.24%
Holding
94
New
14
Increased
13
Reduced
9
Closed
13

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$10.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$9.07M
3
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$8.09M
4
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$6.95M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$3.75M

Top Sells

1
BKHU
Black Hills Corporation
BKHU
$41.4M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$9.36M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$7.76M
4
HES.PRA
Hess Corporation
HES.PRA
$4.83M
5
AMZN icon
Amazon
AMZN
$2.56M

Sector Composition

1 Industrials 1.36%
2 Healthcare 0.78%
3 Financials 0.52%
4 Consumer Staples 0.39%
5 Real Estate 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRDMB
1
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$74.9M 20.83% 118,594 +11,014 +10% +$6.95M
EPR.PRC icon
2
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$16.9M 4.69% 626,910 +73,810 +13% +$1.98M
RYAM.PRA
3
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$14.2M 3.96% 173,064 +2,925 +2% +$241K
HES.PRA
4
DELISTED
Hess Corporation
HES.PRA
$12.3M 3.43% 248,420 -97,379 -28% -$4.83M
CCI.PRA
5
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.2M 3.1% 10,605 +7,691 +264% +$8.09M
DTV
6
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$10.3M 2.87% +199,573 New +$10.3M
CNP.PRB
7
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$9.07M 2.52% +180,038 New +$9.07M
BDXA
8
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$8.53M 2.37% 147,951 -134,583 -48% -$7.76M
NBR.PRA
9
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$4.06M 1.13% 226,850 +184,000 +429% +$3.29M
QTS.PRB
10
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$3.94M 1.1% 41,755 +39,462 +1,721% +$3.72M
SRE.PRA
11
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$3.75M 1.04% +39,464 New +$3.75M
BXC icon
12
BlueLinx
BXC
$652M
$3.2M 0.89% 129,343 +49,604 +62% +$1.23M
VRTSP
13
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.48M 0.69% 32,613 +3,169 +11% +$240K
TEVA icon
14
Teva Pharmaceuticals
TEVA
$21.1B
$2.04M 0.57% +132,535 New +$2.04M
EPR.PRE icon
15
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$1.79M 0.5% 52,613 +22,742 +76% +$773K
TWNKW
16
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.29M 0.36% 1,385,639 +369,641 +36% +$343K
VGR
17
DELISTED
Vector Group Ltd.
VGR
$1.19M 0.33% +122,196 New +$1.19M
SJIU
18
DELISTED
South Jersey Industries, Inc.
SJIU
$898K 0.25% 19,145 -23,684 -55% -$1.11M
AIG icon
19
American International
AIG
$45.1B
$804K 0.22% +20,401 New +$804K
SNR
20
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$801K 0.22% 194,467 – –
RILY icon
21
B. Riley Financial
RILY
$168M
$780K 0.22% +54,920 New +$780K
BW icon
22
Babcock & Wilcox
BW
$225M
$681K 0.19% 1,743,496 +780,455 +81% +$305K
MMDM
23
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$615K 0.17% +60,259 New +$615K
MGY.WS
24
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$597K 0.17% 196,968 -95,579 -33% -$290K
EP.PRC icon
25
El Paso Energy Capital Trust I
EP.PRC
$217M
$453K 0.13% +10,843 New +$453K
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