ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.71%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$336M
AUM Growth
–
Cap. Flow
+$103M
Cap. Flow %
30.61%
Top 10 Hldgs %
68.44%
Holding
98
New
50
Increased
–
Reduced
–
Closed
–

Top Buys

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$24.4M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$22.9M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$15.4M
4
WELL.PRI
Welltower Inc.
WELL.PRI
$10.6M
5
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$5.47M

Top Sells

No sells this quarter

Sector Composition

1 Healthcare 0.71%
2 Consumer Discretionary 0.68%
3 Materials 0.44%
4 Energy 0.06%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$24.4M 6.29% +271,883 New +$24.4M
EP.PRC icon
2
El Paso Energy Capital Trust I
EP.PRC
$217M
$22.9M 5.9% +375,651 New +$22.9M
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$15.4M 3.97% +229,500 New +$15.4M
WELL.PRI
4
DELISTED
Welltower Inc.
WELL.PRI
$10.6M 2.75% +161,637 New +$10.6M
NEE.PRO
5
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$5.47M 1.41% +81,715 New +$5.47M
GM.WS.A
6
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$5.11M 1.32% +203,874 New +$5.11M
IRDMB
7
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.79M 0.98% +10,366 New +$3.79M
BZH icon
8
Beazer Homes USA
BZH
$748M
$2.29M 0.59% +118,020 New +$2.29M
GWRU
9
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.99M 0.51% +17,114 New +$1.99M
DCUB
10
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$1.76M 0.45% +29,231 New +$1.76M
CANF
11
Can-Fite BioPharma
CANF
$9.2M
$1.76M 0.45% +501,364 New +$1.76M
EPR.PRC icon
12
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$1.51M 0.39% +64,519 New +$1.51M
CX icon
13
Cemex
CX
$13.2B
$972K 0.25% +95,405 New +$972K
I.PRA
14
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
$654K 0.17% +13,912 New +$654K
WTFCW
15
DELISTED
Wintrust Financial Corporation
WTFCW
$629K 0.16% +25,688 New +$629K
TMUSP
16
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$535K 0.14% +10,087 New +$535K
SPY icon
17
SPDR S&P 500 ETF Trust
SPY
$658B
$534K 0.14% +2,600 New +$534K
TC
18
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$465K 0.12% +278,323 New +$465K
ABEO icon
19
Abeona Therapeutics
ABEO
$350M
$253K 0.07% +73,250 New +$253K
MDVL
20
DELISTED
MedAvail Holdings, Inc. Common Stock
MDVL
$231K 0.06% +33,548 New +$231K
CATYW
21
DELISTED
Cathay General Bancorp Warrant
CATYW
$212K 0.05% +32,509 New +$212K
HK
22
DELISTED
Halcon Resources Corporation
HK
$195K 0.05% +109,300 New +$195K
BAC.WS.A
23
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$187K 0.05% +26,494 New +$187K
KMI.WS
24
DELISTED
Kinder Morgan Inc
KMI.WS
$176K 0.05% +41,317 New +$176K
DRWI
25
DELISTED
DragonWave Inc
DRWI
$148K 0.04% +153,341 New +$148K
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