ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+14.87%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$444M
AUM Growth
+$444M
Cap. Flow
+$83M
Cap. Flow %
18.71%
Top 10 Hldgs %
74.49%
Holding
110
New
30
Increased
14
Reduced
13
Closed
9

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$28.8M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$25.1M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$17.1M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$11.1M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$6.16M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
$12.3M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.39M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$3.94M
4
NBR.PRA
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.85M
5
VRTSP
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.4M

Sector Composition

1 Industrials 1.36%
2 Healthcare 0.82%
3 Financials 0.75%
4 Real Estate 0.3%
5 Consumer Staples 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRDMB
1
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$111M 21.16% 120,988 +2,394 +2% +$2.19M
CCI.PRA
2
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$41.3M 7.89% 34,895 +24,290 +229% +$28.8M
SRE.PRA
3
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$29.2M 5.58% 276,594 +237,130 +601% +$25.1M
EPR.PRC icon
4
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$22.6M 4.31% 719,134 +92,224 +15% +$2.9M
RYAM.PRA
5
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$17.1M 3.27% 173,658 +594 +0.3% +$58.6K
CFXA
6
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$17.1M 3.26% +128,262 New +$17.1M
ENR.PRA
7
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$11.1M 2.11% +113,570 New +$11.1M
DTV
8
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$10.7M 2.04% 192,900 -6,673 -3% -$369K
BDXA
9
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$6.87M 1.31% 111,140 -36,811 -25% -$2.28M
DHR.PRA
10
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$6.16M 1.18% +5,849 New +$6.16M
SJIU
11
DELISTED
South Jersey Industries, Inc.
SJIU
$5.76M 1.1% 111,591 +92,446 +483% +$4.77M
DCUD
12
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$5.42M 1.03% +108,588 New +$5.42M
EPR.PRE icon
13
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$3.44M 0.66% 90,762 +38,149 +73% +$1.45M
NBR.PRA
14
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$3.32M 0.63% 122,109 -104,741 -46% -$2.85M
DHR icon
15
Danaher
DHR
$147B
$3.3M 0.63% +25,020 New +$3.3M
AEPPL
16
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$3.13M 0.6% +60,920 New +$3.13M
CNP.PRB
17
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$3.12M 0.6% 59,058 -120,980 -67% -$6.39M
BXC icon
18
BlueLinx
BXC
$652M
$2.97M 0.57% 111,653 -17,690 -14% -$471K
RILY icon
19
B. Riley Financial
RILY
$168M
$2.2M 0.42% 131,891 +76,971 +140% +$1.28M
TWNKW
20
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.7M 0.32% 1,305,931 -79,708 -6% -$104K
VATE icon
21
INNOVATE Corp
VATE
$72.1M
$1.42M 0.27% 580,592 +553,592 +2,050% +$1.36M
BW icon
22
Babcock & Wilcox
BW
$225M
$1.4M 0.27% 3,398,401 +1,654,905 +95% +$680K
NHLD
23
DELISTED
National Holdings Corporation
NHLD
$1.15M 0.22% +382,538 New +$1.15M
SNR
24
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.06M 0.2% 194,467 – –
AIG.WS
25
DELISTED
American International Group, Inc.
AIG.WS
$892K 0.17% 158,951 +133,851 +533% +$751K
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