ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.26%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$389M
AUM Growth
+$389M
Cap. Flow
+$57.2M
Cap. Flow %
14.72%
Top 10 Hldgs %
71.29%
Holding
121
New
11
Increased
11
Reduced
13
Closed
18

Top Buys

1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$23.3M
2
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$21M
3
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$4.94M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$4.49M
5
BKHU
Black Hills Corporation
BKHU
$4.22M

Top Sells

1
TSNU
Tyson Foods, Inc.
TSNU
$1.92M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$1.88M
3
WPXP
WPX Energy, Inc.
WPXP
$957K
4
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$948K
5
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$789K

Sector Composition

1 Healthcare 0.81%
2 Financials 0.17%
3 Energy 0.12%
4 Materials 0.07%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DCUA
1
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$23.3M 5.66% +396,959 New +$23.3M
NEE.PRP
2
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$21M 5.11% +344,837 New +$21M
RPT.PRD
3
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$20.8M 5.06% 318,741 +88 +0% +$5.75K
TMUSP
4
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$16.1M 3.91% 242,951 -28,388 -10% -$1.88M
WELL.PRI
5
DELISTED
Welltower Inc.
WELL.PRI
$9.06M 2.2% 145,929 +16,117 +12% +$1M
BKHU
6
DELISTED
Black Hills Corporation
BKHU
$8.36M 2.03% 122,350 +61,800 +102% +$4.22M
IRDMB
7
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$5.24M 1.27% 17,888 +11,219 +168% +$3.29M
DCUB
8
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$4.94M 1.2% +84,846 New +$4.94M
FTRPR
9
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$4.71M 1.14% 45,087 +43,042 +2,105% +$4.49M
AMSGP
10
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.08M 0.75% 21,584 -5,432 -20% -$774K
AGN.PRA
11
DELISTED
Allergan plc.
AGN.PRA
$2.39M 0.58% 2,598 +2,221 +589% +$2.04M
EP.PRC icon
12
El Paso Energy Capital Trust I
EP.PRC
$217M
$2.24M 0.55% 52,700 -22,254 -30% -$948K
EPR.PRC icon
13
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$2.23M 0.54% 85,792 +27,606 +47% +$717K
WPXP
14
DELISTED
WPX Energy, Inc.
WPXP
$1.42M 0.34% 38,561 -26,036 -40% -$957K
GM.WS.B
15
DELISTED
General Motors Company
GM.WS.B
$1.29M 0.31% 94,064 +85,690 +1,023% +$1.17M
KRNY icon
16
Kearny Financial
KRNY
$424M
$658K 0.16% 53,239 -5,800 -10% -$71.7K
AEUA
17
DELISTED
Anadarko Petroleum Corporation
AEUA
$523K 0.13% 15,244 +6,795 +80% +$233K
SWN
18
DELISTED
Southwestern Energy Company
SWN
$344K 0.08% +42,568 New +$344K
TSNU
19
DELISTED
Tyson Foods, Inc.
TSNU
$285K 0.07% 3,825 -25,770 -87% -$1.92M
CLF icon
20
Cleveland-Cliffs
CLF
$5.32B
$276K 0.07% +92,123 New +$276K
HCAP
21
DELISTED
Harvest Capital Credit Corporation
HCAP
$269K 0.07% +22,112 New +$269K
TSN icon
22
Tyson Foods
TSN
$20.2B
$240K 0.06% +3,598 New +$240K
GLNG icon
23
Golar LNG
GLNG
$4.48B
$102K 0.02% +5,700 New +$102K
XNCR icon
24
Xencor
XNCR
$580M
$74K 0.02% 5,489 – –
GM.WS.A
25
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$61K 0.01% 2,791 -11,700 -81% -$256K
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