ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-3.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$281M
AUM Growth
+$281M
Cap. Flow
-$83.3M
Cap. Flow %
-29.6%
Top 10 Hldgs %
83.38%
Holding
151
New
21
Increased
16
Reduced
18
Closed
45

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$16.4M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.1M
3
CLVT icon
Clarivate
CLVT
$4.84M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
$1.6M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.33M

Top Sells

1
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.5M
3
AMZN icon
Amazon
AMZN
$12.6M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$6.98M
5
SOLN
The Southern Company
SOLN
$5.96M

Sector Composition

1 Technology 2.06%
2 Consumer Discretionary 0.31%
3 Utilities 0.17%
4 Industrials 0.13%
5 Materials 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BDXA
1
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$19.6M 4.49% 374,648 +313,292 +511% +$16.4M
CCI.PRA
2
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.2M 2.56% 8,937 +8,899 +23,418% +$11.1M
EPR.PRC icon
3
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$6.54M 1.5% 413,959 +84,102 +25% +$1.33M
CFXA
4
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$6.13M 1.41% 66,714 -34,843 -34% -$3.2M
AVTR.PRA
5
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$5.16M 1.18% 119,036 -127,181 -52% -$5.51M
CLVT icon
6
Clarivate
CLVT
$2.92B
$4.84M 1.11% +233,274 New +$4.84M
CNP.PRB
7
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$4.31M 0.99% 149,610 +650 +0.4% +$18.7K
FTV.PRA
8
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$4.1M 0.94% 5,693 -5,138 -47% -$3.7M
AIZP
9
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$2.56M 0.59% 24,062 +4,840 +25% +$515K
DCUE
10
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$2M 0.46% 21,732 +12,803 +143% +$1.18M
AIG.WS
11
DELISTED
American International Group, Inc.
AIG.WS
$1.79M 0.41% 2,241,475 -55,726 -2% -$44.6K
DEACW
12
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$1.65M 0.38% 575,732 +561,026 +3,815% +$1.6M
TWNKW
13
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.5M 0.34% 2,630,557 +533,151 +25% +$304K
SRE.PRA
14
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$1.44M 0.33% 15,566 -157,022 -91% -$14.5M
QTS.PRB
15
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$1.18M 0.27% +9,150 New +$1.18M
DKNG icon
16
DraftKings
DKNG
$23.8B
$826K 0.19% +66,942 New +$826K
AVGO icon
17
Broadcom
AVGO
$1.4T
$682K 0.16% +2,875 New +$682K
SOLN
18
DELISTED
The Southern Company
SOLN
$491K 0.11% 11,056 -134,300 -92% -$5.96M
SPCE.WS
19
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$438K 0.1% 58,561 -932,821 -94% -$6.98M
DHR.PRA
20
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$392K 0.09% 379 +301 +386% +$311K
ENR.PRA
21
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$342K 0.08% 5,042 -13,213 -72% -$896K
CATM
22
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$195K 0.04% +9,312 New +$195K
SPCE icon
23
Virgin Galactic
SPCE
$179M
$183K 0.04% +12,362 New +$183K
BLNKW
24
DELISTED
Blink Charging Co. Warrant
BLNKW
$140K 0.03% 233,520 +135,345 +138% +$81.1K
NEE.PRO
25
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$135K 0.03% 2,848 -78,061 -96% -$3.7M
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