ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+10.28%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$420M
AUM Growth
+$420M
Cap. Flow
-$99.8M
Cap. Flow %
-23.79%
Top 10 Hldgs %
76.79%
Holding
97
New
16
Increased
14
Reduced
6
Closed
14

Top Buys

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$67.3M
2
HES.PRA
Hess Corporation
HES.PRA
$21.2M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18M
4
BKHU
Black Hills Corporation
BKHU
$12.6M
5
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.2M

Top Sells

1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$201M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$13.8M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$12.8M
4
WPXP
WPX Energy, Inc.
WPXP
$3.81M
5
SJIU
South Jersey Industries, Inc.
SJIU
$2.03M

Sector Composition

1 Consumer Discretionary 1.28%
2 Industrials 0.84%
3 Real Estate 0.33%
4 Technology 0.2%
5 Utilities 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRDMB
1
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$88M 19.43% 107,580 +82,369 +327% +$67.3M
BKHU
2
DELISTED
Black Hills Corporation
BKHU
$41.4M 9.15% 663,371 +202,426 +44% +$12.6M
HES.PRA
3
DELISTED
Hess Corporation
HES.PRA
$27.5M 6.07% 345,799 +267,253 +340% +$21.2M
RYAM.PRA
4
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$21.8M 4.81% 170,139 +32,796 +24% +$4.2M
BDXA
5
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.5M 4.08% 282,534 +275,867 +4,138% +$18M
EPR.PRC icon
6
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$15.5M 3.42% 553,100 +101,422 +22% +$2.84M
RPT.PRD
7
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$9.36M 2.07% 173,942 +16,694 +11% +$899K
AMZN icon
8
Amazon
AMZN
$2.44T
$4.01M 0.88% +2,000 New +$4.01M
CCI.PRA
9
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$3.17M 0.7% 2,914 -12,679 -81% -$13.8M
VRTSP
10
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.92M 0.65% 29,444 +8,200 +39% +$814K
BXC icon
11
BlueLinx
BXC
$652M
$2.51M 0.55% 79,739 +60,509 +315% +$1.91M
SJIU
12
DELISTED
South Jersey Industries, Inc.
SJIU
$2.4M 0.53% 42,829 -36,326 -46% -$2.03M
NBR.PRA
13
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$1.89M 0.42% 42,850 -37,679 -47% -$1.66M
AIG.WS
14
DELISTED
American International Group, Inc.
AIG.WS
$1.43M 0.32% +97,991 New +$1.43M
MGY.WS
15
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
$1.37M 0.3% +292,547 New +$1.37M
SNR
16
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1.15M 0.25% 194,467 – –
TWNKW
17
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.08M 0.24% 1,015,998 -329,345 -24% -$349K
EPR.PRE icon
18
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$1.07M 0.24% 29,871 +23,089 +340% +$829K
BW icon
19
Babcock & Wilcox
BW
$225M
$992K 0.22% 963,041 +430,885 +81% +$444K
LINDW
20
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
$810K 0.18% +197,611 New +$810K
TSLA icon
21
Tesla
TSLA
$1.08T
$768K 0.17% +2,900 New +$768K
AAPL icon
22
Apple
AAPL
$3.45T
$655K 0.14% 2,900 -100 -3% -$22.6K
ARE.PRD
23
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$522K 0.12% 15,039 +614 +4% +$21.3K
FG.WS
24
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
$495K 0.11% +251,123 New +$495K
SRE icon
25
Sempra
SRE
$53.9B
$439K 0.1% +3,855 New +$439K
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