ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$1.2B
AUM Growth
+$1.2B
Cap. Flow
-$65.9M
Cap. Flow %
-5.48%
Top 10 Hldgs %
86.05%
Holding
221
New
75
Increased
15
Reduced
22
Closed
40

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M
2
PCGU
PG&E Corporation
PCGU
$11.8M
3
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M
4
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.03M

Top Sells

1
BLNKW
Blink Charging Co. Warrant
BLNKW
$57.4M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$23.3M
3
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$12.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$10.2M

Sector Composition

1 Industrials 1.67%
2 Consumer Discretionary 1.27%
3 Energy 0.05%
4 Financials 0.04%
5 Technology 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$32.5M 1.95% 264,308 +95,677 +57% +$11.8M
GFLU
2
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$16.9M 1.01% 239,351 +44,912 +23% +$3.16M
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$12.9M 0.77% 253,312 +157,963 +166% +$8.03M
FSR.WS
4
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M 0.74% +2,505,786 New +$12.3M
VLDR
5
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M 0.6% +435,323 New +$9.93M
TTCFW
6
DELISTED
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M 0.53% +776,833 New +$8.86M
AAL icon
7
American Airlines Group
AAL
$8.82B
$7.17M 0.43% +454,557 New +$7.17M
NEE.PRO
8
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.51M 0.33% 93,111 -40,926 -31% -$2.42M
TWNKW
9
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$5.5M 0.33% 3,459,144 +427,961 +14% +$680K
CHNGU
10
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$4.48M 0.27% 69,887 -114,190 -62% -$7.32M
NEE.PRQ
11
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$4.07M 0.24% 79,197 -72,927 -48% -$3.75M
AMZN icon
12
Amazon
AMZN
$2.44T
$3.91M 0.23% +1,200 New +$3.91M
MGK icon
13
Vanguard Mega Cap Growth ETF
MGK
$28.9B
$3.46M 0.21% +17,000 New +$3.46M
PRPL icon
14
Purple Innovation
PRPL
$126M
$3.43M 0.21% +103,976 New +$3.43M
RIDE
15
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$2.35M 0.14% +116,889 New +$2.35M
APTV icon
16
Aptiv
APTV
$17.3B
$1.88M 0.11% +14,408 New +$1.88M
RCL icon
17
Royal Caribbean
RCL
$98.7B
$1.76M 0.11% 23,560 +9,088 +63% +$679K
DKNG icon
18
DraftKings
DKNG
$23.8B
$1.66M 0.1% 35,662 -1,400 -4% -$65.2K
GNOG
19
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$1.2M 0.07% +60,757 New +$1.2M
SKLZ.WS
20
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
$1.17M 0.07% +162,667 New +$1.17M
EOSE icon
21
Eos Energy Enterprises
EOSE
$1.79B
$1.17M 0.07% +56,306 New +$1.17M
OXY.WS icon
22
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$1.11M 0.07% 163,058 -50,264 -24% -$342K
CLVRW
23
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$1.11M 0.07% +718,216 New +$1.11M
VLDRW
24
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$997K 0.06% +117,152 New +$997K
DM.WS
25
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
$789K 0.05% +164,012 New +$789K
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