ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEREW
26
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
– –
-35,825
DFNS.WS
27
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-10,131
LIVKW
28
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-39,304
QS.WS
29
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-29,675
CLOVW
30
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-171,601
NSH.WS
31
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-25,000
SKLZ.WS
32
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-4,208
HIMS.WS
33
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-49,378
FGNA.WS
34
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-13,000
SBG.WS
35
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-11,672
FTOCW
36
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-19,600
GNRSW
37
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-13,100
DNMR.WS
38
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– –
-9,710
THBRW
39
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-258,594
EOSE icon
40
Eos Energy Enterprises
EOSE
$2.84B
– –
-7,306
EOSEW
41
DELISTED
Eos Energy Enterprises Warrant
EOSEW
– –
-9,411
IMAX icon
42
IMAX
IMAX
$2.17B
– –
-10,000
INO icon
43
Inovio Pharmaceuticals
INO
$104M
– –
-2,940
NIO icon
44
NIO
NIO
$14.7B
– –
0
PSFE.WS
45
DELISTED
Paysafe Ltd Warrants
PSFE.WS
– –
-177,035
SPCE icon
46
Virgin Galactic
SPCE
$674M
– –
-1,328
VIEW
47
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-2
EACPW
48
DELISTED
Edify Acquisition Corp. Warrant
EACPW
– –
-22,620
CLVR
49
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-724
PCGU
50
DELISTED
PG&E Corporation
PCGU
– –
-381,639
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