ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGICW
26
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-27,125
ZEV
27
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-1,622
CLVR
28
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-724
PCGU
29
DELISTED
PG&E Corporation
PCGU
– –
-381,639
AEPPZ
30
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-7,491
MDGSW
31
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-75,000
GRCYW
32
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
DHHCU
33
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-5,000
GFLU
34
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-334,044
HPX.WS
35
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-12,554
NEE.PRP
36
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-198,020
EPWR.WS
37
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-25,000
GLAQW
38
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
– –
-16,300
GNOG
39
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-30,647
MACUW
40
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
– –
-24,607
AEPPL
41
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-24,629
DSKEW
42
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-113,000
TRIT
43
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-5,504
CFXA
44
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-84
CPSR.WS
45
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-14,603
BTRSW
46
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-270,869
YAC.WS
47
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-8,900
TWNKW
48
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-5,172,540
TMTSW
49
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-15,685
PAYAW
50
DELISTED
Paya Holdings Inc. Warrant
PAYAW
– –
-194,864
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