ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEREW
26
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
– –
-35,825
DFNS.WS
27
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-10,131
LIVKW
28
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-39,304
QS.WS
29
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-29,675
CLOVW
30
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-171,601
NSH.WS
31
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-25,000
SKLZ.WS
32
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-4,208
HIMS.WS
33
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-49,378
FGNA.WS
34
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-13,000
SBG.WS
35
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-11,672
FTOCW
36
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-19,600
GNRSW
37
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-13,100
DNMR.WS
38
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– –
-9,710
THBRW
39
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-258,594
GIX.WS
40
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
-60,000
MP.WS
41
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
– –
-78
JWS.WS
42
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– –
-14,800
GIK.WS
43
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-147,511
FSR.WS
44
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
– –
-6,593
PRCHW
45
DELISTED
Porch Group, Inc. Warrant
PRCHW
– –
-65,183
COWN
46
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
NEE.PRO
47
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-270,610
NEE.PRQ
48
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-138,477
EDTXW
49
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
– –
-300
AGBAW
50
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
– –
-46,220
1
2
3 4 5