ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
-$410M
Cap. Flow
-$410M
Cap. Flow %
-577,684.93%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
149

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DFNS.WS
26
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-10,131
Closed -$13K
LIVKW
27
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-39,304
Closed -$22K
QS.WS
28
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-29,675
Closed -$987K
CLOVW
29
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-171,601
Closed -$276K
NSH.WS
30
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-25,000
Closed -$40K
SKLZ.WS
31
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-4,208
Closed -$32K
HIMS.WS
32
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-49,378
Closed -$217K
FGNA.WS
33
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-13,000
Closed -$20K
SBG.WS
34
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-11,672
Closed -$12K
FTOCW
35
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-19,600
Closed -$42K
GNRSW
36
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-13,100
Closed -$11K
DNMR.WS
37
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– –
-9,710
Closed -$247K
THBRW
38
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-258,594
Closed -$566K
GIX.WS
39
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
-60,000
Closed -$45K
MP.WS
40
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
– –
-78
Closed -$2K
JWS.WS
41
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– –
-14,800
Closed -$47K
GIK.WS
42
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-147,511
Closed -$314K
FSR.WS
43
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
– –
-6,593
Closed -$56K
PRCHW
44
DELISTED
Porch Group, Inc. Warrant
PRCHW
– –
-65,183
Closed -$401K
COWN
45
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
– –
NEE.PRO
46
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-270,610
Closed -$15.5M
NEE.PRQ
47
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-138,477
Closed -$6.87M
EDTXW
48
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
– –
-300
Closed –
AGBAW
49
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
– –
-46,220
Closed -$13K
VMACW
50
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
– –
-49,990
Closed -$31K
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