ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMVC.WS
51
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
– –
-10,326
KWAC.WS
52
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
– –
-17,000
CHNGU
53
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-283,319
MACUW
54
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
– –
-24,607
AEPPL
55
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-24,629
MP.WS
56
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
– –
-78
NEE.PRO
57
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-270,610
NEE.PRQ
58
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-138,477
EDTXW
59
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
– –
-300
TMPO
60
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-400
TMPOW
61
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-57,782
VHAQ.WS
62
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
– –
-60,777
BTWNW
63
DELISTED
Bridgetown Holdings Limited Warrants
BTWNW
– –
-5,474
KLR
64
DELISTED
Kaleyra, Inc.
KLR
– –
0
IGICW
65
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-27,125
ZEV
66
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-1,622
AEPPZ
67
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-7,491
MDGSW
68
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-75,000
GRCYW
69
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
DHHCU
70
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-5,000
GFLU
71
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-334,044
HPX.WS
72
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-12,554
NEE.PRP
73
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-198,020
GIX.WS
74
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
-60,000
JWS.WS
75
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– –
-14,800
1 2
3
4 5