ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNMR.WS
51
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
– –
-9,710
THBRW
52
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-258,594
GIX.WS
53
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
– –
-60,000
PRCHW
54
DELISTED
Porch Group, Inc. Warrant
PRCHW
– –
-65,183
COWN
55
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
NEE.PRO
56
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-270,610
NEE.PRQ
57
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-138,477
EDTXW
58
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
– –
-300
AGBAW
59
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
– –
-46,220
BLNK icon
60
Blink Charging
BLNK
$123M
– –
-14,245
HCIIU
61
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-4,862
AAL icon
62
American Airlines Group
AAL
$10.4B
– –
0
CCL icon
63
Carnival Corp
CCL
$38.6B
– –
0
CLOV icon
64
Clover Health Investments
CLOV
$1.35B
– –
-1,700
CMPOW
65
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-18,645
CNP icon
66
CenterPoint Energy
CNP
$25.7B
– –
0
COEPW icon
67
Coeptis Therapeutics Warrants
COEPW
$39.8K
– –
-34,180
DY icon
68
Dycom Industries
DY
$11B
– –
-512
ENOV icon
69
Enovis
ENOV
$1.39B
– –
-3,563
EOSE icon
70
Eos Energy Enterprises
EOSE
$5.47B
– –
-7,306
EOSEW
71
DELISTED
Eos Energy Enterprises Warrant
EOSEW
– –
-9,411
F icon
72
Ford
F
$55B
– –
-20,000
FTV icon
73
Fortive
FTV
$17.6B
– –
0
GB.WS
74
DELISTED
Global Blue Group Holding AG Warrants exercisable for one Ordinary Share of Global Blue Group Holding AG at a price of $11.50 per share
GB.WS
– –
-143,929
INO icon
75
Inovio Pharmaceuticals
INO
$109M
– –
-2,940
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3
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