ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFAIW
101
Faraday Future Intelligent Electric Warrant
FFAIW
$2.67M
– –
-39,830
DM
102
DELISTED
Desktop Metal, Inc.
DM
– –
-1,892
BTCTW
103
DELISTED
BTC Digital Ltd. Warrant
BTCTW
– –
-10,000
SNAXW
104
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
– –
-18,015
BMTX.WS
105
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
– –
-190,043
GOEVW
106
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-576,162
LFLYW
107
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-8,387
SAVE
108
DELISTED
Spirit Airlines, Inc.
SAVE
– –
0
BFI
109
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-15,500
EACPW
110
DELISTED
Edify Acquisition Corp. Warrant
EACPW
– –
-22,620
AESC
111
DELISTED
The AES Corporation
AESC
– –
-23,589
NSTB.U
112
DELISTED
Northern Star Investment Corp. II Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
NSTB.U
– –
-4,081
MPLN.WS
113
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
– –
-164,756
BRLIR
114
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-100,000
TMPO
115
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-400
PAYA
116
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
SJIV
117
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-107,637
BLNKW
118
DELISTED
Blink Charging Co. Warrant
BLNKW
– –
-29,158
AVYA
119
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
VLDRW
120
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-135,236
VLDR
121
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-173,307
DNZ.U
122
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
– –
-5,000
IGACW
123
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-15,116
LOTZW
124
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-32,427
UPH
125
DELISTED
UpHealth, Inc.
UPH
– –
0
3 4
5
6 7