ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
-$410M
Cap. Flow
-$410M
Cap. Flow %
-577,684.93%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
149

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGICW
151
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-27,125
Closed -$23K
ZEV
152
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-1,622
Closed -$346K
CLVR
153
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-724
Closed -$224K
PCGU
154
DELISTED
PG&E Corporation
PCGU
– –
-381,639
Closed -$43.5M
AEPPZ
155
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-7,491
Closed -$366K
MDGSW
156
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-75,000
Closed -$65K
GRCYW
157
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
Closed -$23K
DHHCU
158
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-5,000
Closed -$50K
GFLU
159
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-334,044
Closed -$27.2M
HPX.WS
160
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-12,554
Closed -$10K
NEE.PRP
161
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-198,020
Closed -$9.81M
PAYA
162
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
– –
SJIV
163
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-107,637
Closed -$5.35M
BLNKW
164
DELISTED
Blink Charging Co. Warrant
BLNKW
– –
-29,158
Closed -$1.08M
AVYA
165
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
VLDRW
166
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-135,236
Closed -$518K
VLDR
167
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-173,307
Closed -$1.98M
DNZ.U
168
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
– –
-5,000
Closed -$49K
IGACW
169
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-15,116
Closed -$15K
HCIIU
170
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-4,862
Closed -$48K
LOTZW
171
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-32,427
Closed -$53K
UPH
172
DELISTED
UpHealth, Inc.
UPH
– –
0
– –
EPWR.WS
173
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-25,000
Closed -$13K
ESSCW
174
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-40,000
Closed -$10K
BENER
175
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
– –
-37,070
Closed -$12K
4 5 6
7
8