ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGNA.WS
151
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-13,000
SBG.WS
152
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-11,672
FTOCW
153
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-19,600
GNRSW
154
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-13,100
MP.WS
155
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
– –
-78
JWS.WS
156
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– –
-14,800
GIK.WS
157
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-147,511
FSR.WS
158
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
– –
-6,593
ABLLW
159
DELISTED
Abacus Life Warrant
ABLLW
– –
-16,261
ADN
160
DELISTED
Advent Technologies
ADN
– –
-760
ADNWW
161
DELISTED
Advent Technologies Holdings Warrant
ADNWW
– –
-35,110
APTV icon
162
Aptiv
APTV
$17.9B
– –
0
BFLY icon
163
Butterfly Network
BFLY
$1.15B
– –
0
BFLY.WS
164
DELISTED
Butterfly Network Inc Warrants
BFLY.WS
– –
-48,332
CURIW
165
DELISTED
CuriosityStream Warrant
CURIW
– –
-10,000
DBRG icon
166
DigitalBridge
DBRG
$2.81B
– –
0
DHR icon
167
Danaher
DHR
$168B
– –
0
DKNG icon
168
DraftKings
DKNG
$17.7B
– –
-23,792
GFL icon
169
GFL Environmental
GFL
$14.6B
– –
0
HASI icon
170
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.25B
– –
-5,843
IFF icon
171
International Flavors & Fragrances
IFF
$18B
– –
0
IMAX icon
172
IMAX
IMAX
$1.89B
– –
-10,000
OUST icon
173
Ouster
OUST
$1.67B
– –
-10
OXY icon
174
Occidental Petroleum
OXY
$42.5B
– –
-66,748
OXY.WS icon
175
Occidental Petroleum Corp Warrants
OXY.WS
$20.1B
– –
-168,713
4 5 6
7
8