ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 10.76%
This Quarter Est. Return
1 Year Est. Return
+10.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLR
151
DELISTED
Kaleyra, Inc.
KLR
– –
0
IGICW
152
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-27,125
ZEV
153
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-1,622
CLVR
154
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-724
PCGU
155
DELISTED
PG&E Corporation
PCGU
– –
-381,639
AEPPZ
156
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-7,491
MDGSW
157
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
– –
-75,000
GRCYW
158
DELISTED
Greencity Acquisition Corporation Warrants
GRCYW
– –
-53,560
DHHCU
159
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-5,000
GFLU
160
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-334,044
HPX.WS
161
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
– –
-12,554
NEE.PRP
162
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-198,020
PAYA
163
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
SJIV
164
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-107,637
BLNKW
165
DELISTED
Blink Charging Co. Warrant
BLNKW
– –
-29,158
AVYA
166
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
VLDRW
167
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-135,236
VLDR
168
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-173,307
DNZ.U
169
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
– –
-5,000
IGACW
170
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-15,116
HCIIU
171
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-4,862
LOTZW
172
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-32,427
UPH
173
DELISTED
UpHealth, Inc.
UPH
– –
0
EPWR.WS
174
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-25,000
ESSCW
175
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-40,000
4 5 6
7
8