ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSKEW
151
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-113,000
VMACW
152
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
– –
-49,990
TRITW
153
DELISTED
Triterras, Inc. Warrant
TRITW
– –
-243,251
CPSR.WS
154
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-14,603
BTRSW
155
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-270,869
ASLEW
156
DELISTED
AerSale Corp Warrants
ASLEW
– –
-25,332
YAC.WS
157
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-8,900
TMTSW
158
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-15,685
PAYAW
159
DELISTED
Paya Holdings Inc. Warrant
PAYAW
– –
-194,864
GLEO.WS
160
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-28,548
DEH.WS
161
DELISTED
D8 Holdings Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exer
DEH.WS
– –
-10,901
IFFT
162
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-27,203
CHAQ.WS
163
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-25,188
CEREW
164
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
– –
-35,825
DFNS.WS
165
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-10,131
LIVKW
166
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-39,304
QS.WS
167
DELISTED
QuantumScape Corporation Warrants, each whole warrant exercisable for one share of Class A common st
QS.WS
– –
-29,675
CLOVW
168
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-171,601
NSH.WS
169
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
– –
-25,000
SKLZ.WS
170
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-4,208
HIMS.WS
171
DELISTED
Hims & Hers Health, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an
HIMS.WS
– –
-49,378
FGNA.WS
172
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-13,000
SBG.WS
173
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-11,672
FTOCW
174
DELISTED
FTAC Olympus Acquisition Corp. Warrant
FTOCW
– –
-19,600
GNRSW
175
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-13,100
4 5 6
7
8