ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$71K
AUM Growth
-$410M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$43.5M
2
+$27.2M
3
+$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRSTW
151
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
– –
-18,000
FREEW
152
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-322,284
CLVRW
153
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-1,212,338
ZFOXW
154
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-15,800
VIEWW
155
DELISTED
View, Inc. Warrant
VIEWW
– –
-19,503
FSR
156
DELISTED
Fisker Inc.
FSR
– –
-1,388,604
ADOCR
157
DELISTED
Edoc Acquisition Corp. Right
ADOCR
– –
-100,000
ADOCW
158
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-30,200
AESC
159
DELISTED
The AES Corporation
AESC
– –
-23,589
KERNW
160
DELISTED
Akerna Corp Warrant
KERNW
– –
-620,063
NSTB.U
161
DELISTED
Northern Star Investment Corp. II Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
NSTB.U
– –
-4,081
MPLN.WS
162
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
– –
-164,756
BRLIR
163
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-100,000
NIRWW
164
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
– –
-10,000
BURU.WS
165
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
– –
-9,503
TWNK
166
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
PAYA
167
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
SJIV
168
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-107,637
BLNKW
169
DELISTED
Blink Charging Co. Warrant
BLNKW
– –
-29,158
AVYA
170
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
VLDRW
171
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
– –
-135,236
VLDR
172
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-173,307
DNZ.U
173
DELISTED
D and Z Media Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
DNZ.U
– –
-5,000
IGACW
174
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-15,116
HCIIU
175
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-4,862
4 5 6
7
8