Equitec Specialists’s Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 BURU.WS Stock Holding History

Equitec Specialists’s Portfolio BURU.WS Stock Details BURU.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-9,503	Closed	-$10K	–	126
2021 Q1	$10K	Sell	9,503 -35,900	-79%	-$60.5K	﹤0.01%	212
2020 Q4	$64K	Buy	+45,403	New	+$47.4K	﹤0.01%	154

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Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

P. Schoenfeld Asset Management (PSAM) New York $184M AUM 97.09% 1-Year Est. Return

Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return

Clearline Capital New York $1.93B AUM 38.13% 1-Year Est. Return

Omni Partners US Irvine, California $1.95B AUM