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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.14B
AUM Growth
-$672M
Cap. Flow
-$890M
Cap. Flow %
-78.37%
Top 10 Hldgs %
28.95%
Holding
825
New
136
Increased
16
Reduced
26
Closed
290

Top Buys

Rank Stock Value
1
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$15.5M
2
IVCB
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
+$15.3M
3
TLGY
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
+$14M
4
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$10.9M
5
GEEX
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
+$9.19M

Top Sells

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$20.8M
2
AAGR
African Agriculture Holdings Inc
AAGR
+$19.5M
3
SCAQ
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
+$17.1M
4
SEPA
SEP Acquisition Corp Class A Common Stock
SEPA
+$16.9M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 52.91%
2 Technology 5.1%
3 Industrials 3.06%
4 Materials 2.42%
5 Healthcare 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAIR
201
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$504K 0.04%
50,000
– –
KVSC
202
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$498K 0.04%
50,000
– –
SDST
203
Stardust Power Inc
SDST
$13.8M
$482K 0.04%
4,773
– –
CLAA
204
DELISTED
Colonnade Acquisition Corp. II
CLAA
$403K 0.04%
40,000
– –
BRD.U
205
DELISTED
Beard Energy Transition Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
BRD.U
$357K 0.03%
35,000
– –
FRON
206
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$353K 0.03%
34,996
– –
LEV.WS.A
207
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$325K 0.03%
+475,000
New +$275K
EBAC
208
DELISTED
European Biotech Acquisition Corp. Class A Ordinary Shares
EBAC
$324K 0.03%
+32,043
New +$320K
IPVF
209
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$319K 0.03%
31,520
-48,480
-61% -$483K
RNWWW
210
ReNew Energy Global PLC Warrant
RNWWW
$63K
$271K 0.02%
344,866
– –
ESM.U
211
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$266K 0.02%
26,396
– –
CVIIU
212
DELISTED
Churchill Capital Corp VII Units
CVIIU
$262K 0.02%
26,267
– –
TCVA
213
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$250K 0.02%
25,000
– –
ASBP
214
Aspire Biopharma
ASBP
$9.38M
$206K 0.02%
17
– –
LVWR.WS icon
215
LiveWire Group Warrants
LVWR.WS
$9.57M
$202K 0.02%
753,454
– –
GIACW
216
DELISTED
Gesher I Acquisition Corp. Warrants
GIACW
$193K 0.02%
424,826
– –
SWSS
217
DELISTED
Clean Energy Special Situations Corp. Common stock
SWSS
$189K 0.02%
+37,240
New +$187K
GSQD
218
DELISTED
G Squared Ascend I Inc.
GSQD
$183K 0.02%
18,151
– –
IONQ.WS
219
IonQ Inc Warrants
IONQ.WS
$5.46B
$165K 0.01%
223,369
– –
ALTIW
220
DELISTED
AlTi Global Inc Warrant
ALTIW
$159K 0.01%
321,885
-7,140
-2% -$3.07K
ELIQ
221
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$158K 0.01%
+15,527
New +$155K
GTACU
222
DELISTED
Global Technology Acquisition Corp. I Unit
GTACU
$153K 0.01%
15,000
– –
MKTW icon
223
MarketWise
MKTW
$54.6M
$141K 0.01%
4,198
– –
DTRTW
224
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
$140K 0.01%
500,000
– –
SUNL.WS
225
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
$139K 0.01%
848,016
– –
7 8
9
10 11

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Castle Creek Arbitrage's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Creek Arbitrage held 825 positions worth $1.14B, down 37% from $1.81B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Castle Creek Arbitrage withdrew a net $890M in Q4 2022, closing 290 positions and reducing 26 holdings. Its most notable exit was Social Capital Hedosophia Holdings Corp. VI, an estimated $20.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 47% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares worth $15.6M.

  • Castle Creek Arbitrage's largest Q4 2022 buy was Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares: 1,518,740 shares worth $15.6M.
  • Castle Creek Arbitrage added most to TLGY Acquisition Corporation Class A Ordinary Share in Q4 2022, an estimated $14M increase.
  • Castle Creek Arbitrage's biggest Q4 2022 reduction was Focus Impact BH3 Acquisition Company Class A Common Stock, cutting an estimated $14.8M.
  • Castle Creek Arbitrage fully exited Social Capital Hedosophia Holdings Corp. VI in Q4 2022, selling an estimated $20.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 29% of its $1.14B portfolio in Q4 2022.
  • Castle Creek Arbitrage opened 136 new positions and closed 290 in Q4 2022.
  • Castle Creek Arbitrage's portfolio value fell 37% quarter-over-quarter to $1.14B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.