CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.17B
AUM Growth
+$555M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
178
New
Increased
Reduced
Closed

Top Buys

1
+$13.8M
2
+$12.3M
3
+$10.2M
4
ASLE icon
AerSale
ASLE
+$8.97M
5
ROCHU
Roth CH Acquisition I Co. Unit
ROCHU
+$6.8M

Top Sells

1
+$10.2M
2
+$8.69M
3
+$7.1M
4
SAMAU
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
+$6.03M
5
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M

Sector Composition

1 Consumer Discretionary 4.5%
2 Industrials 2.76%
3 Technology 2.69%
4 Financials 2.12%
5 Real Estate 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$15K ﹤0.01%
400,000
102
$11K ﹤0.01%
150,271
103
$8K ﹤0.01%
91,380
104
– –
-66,082
105
– –
-156,815
106
– –
-171,462
107
– –
0
108
– –
0
109
– –
-100,000
110
– –
0
111
– –
-300,000
112
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-120,000
113
– –
-228,346
114
– –
-585,000
115
– –
0
116
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0
117
– –
-859,000
118
– –
0
119
– –
-18,486
120
– –
0
121
– –
-600,040
122
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-354,000
123
– –
-573,000
124
– –
-190,000
125
– –
-1,015,000
2 3 4
5
6