CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.17B
AUM Growth
+$555M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
178
New
Increased
Reduced
Closed

Top Buys

1
+$14.4M
2
+$12.9M
3
+$10.9M
4
ASLE icon
AerSale
ASLE
+$9.04M
5
ROCHU
Roth CH Acquisition I Co. Unit
ROCHU
+$6.83M

Top Sells

1
+$10.2M
2
+$8.69M
3
+$7.1M
4
SAMAU
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
+$6.03M
5
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M

Sector Composition

1 Consumer Discretionary 4.5%
2 Industrials 2.81%
3 Technology 2.69%
4 Financials 2.12%
5 Real Estate 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$15K ﹤0.01%
400,000
102
$11K ﹤0.01%
150,271
103
$8K ﹤0.01%
91,380
104
– –
0
105
– –
0
106
– –
-859,000
107
– –
0
108
– –
-18,486
109
– –
0
110
– –
-600,040
111
– –
0
112
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0
113
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-100,000
114
– –
-354,000
115
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-573,000
116
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0
117
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-300,000
118
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-120,000
119
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-228,346
120
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-585,000
121
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-190,000
122
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-1,015,000
123
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-50,800
124
– –
-120,000
125
– –
-50,000
2 3 4
5
6