Castle Creek Arbitrage’s Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half SHLL.U Stock Holding History

Castle Creek Arbitrage’s Portfolio SHLL.U Stock Details SHLL.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-50,800	Closed	-$493K	–	167
2020 Q1	$493K	Buy	50,800 +800	+2%	+$8.11K	0.08%	101
2019 Q4	$509K	Hold	50,000	–	–	0.12%	72
2019 Q3	$504K	Hold	50,000	–	–	0.13%	70
2019 Q2	$501K	Hold	50,000	–	–	0.13%	64
2019 Q1	$500K	Buy	+50,000	New	+$500K	0.15%	64

Other funds holding SHLL.U

HHAM

HITE Hedge Asset Management Braintree, Massachusetts $1.77B AUM 38.67% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Castle Creek Arbitrage's SHLL.U Position: Q2 2020 in Review

Castle Creek Arbitrage sold out of Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half (SHLL.U) in Q2 2020, closing a stake of 50,800 shares — an estimated $493K sold.

Castle Creek Arbitrage first reported a position in SHLL.U in Q1 2019 and held it in 5 quarters. The position peaked at $509K in Q4 2019. 9 funds tracked by Wall St. Rank hold SHLL.U as of Q2 2020.

Castle Creek Arbitrage reported no remaining Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half position as of Q2 2020 after selling out during the quarter.
Castle Creek Arbitrage sold 50,800 Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half shares in Q2 2020, an estimated $493K.
Castle Creek Arbitrage first reported a position in Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half in Q1 2019 and held it in 5 quarters.
Castle Creek Arbitrage's Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half position peaked at $509K in Q4 2019.
9 funds tracked by Wall St. Rank held Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half as of Q2 2020.

Based on Castle Creek Arbitrage's 13F filing for Q2 2020, filed 3 Aug 2020.