We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.78%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$624M
AUM Growth
+$188M
Cap. Flow
-$192M
Cap. Flow %
-30.75%
Top 10 Hldgs %
48.26%
Holding
145
New
44
Increased
3
Reduced
7
Closed
16

Top Buys

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$8.99M
2
SONY icon
Sony
SONY
+$7.86M
3
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$7.08M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.84M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.29M

Top Sells

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$8.53M
2
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$6.1M
3
ATCX
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
+$3.05M
4
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M
5
FMCIU
Forum Merger II Corporation Unit
FMCIU
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 5.36%
2 Consumer Discretionary 3.77%
3 Industrials 2.32%
4 Financials 1.32%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCC.WS
101
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-75,000
Closed -$432K
TKKSR
102
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
– –
-400,000
Closed -$100K
TKKSW
103
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-400,000
Closed -$24K
BRPM.WS
104
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-280,000
Closed -$230K
BWMCW
105
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-300,000
Closed -$183K
ESTRW
106
DELISTED
Estre Ambiental, Inc
ESTRW
– –
-311,850
Closed -$1K
DDMXU
107
DELISTED
DD3 Acquisition Corp. Units
DDMXU
– –
-193,000
Closed -$2.08M
1 2 3 4
5

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Creek Arbitrage held 145 positions worth $624M, up 43% from $436M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Castle Creek Arbitrage withdrew a net $192M in Q1 2020, closing 16 positions and reducing 7 holdings. Its most notable exit was Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 1.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Global Blue Group Holding worth $8.69M.

  • Castle Creek Arbitrage's largest Q1 2020 buy was Global Blue Group Holding: 859,000 shares worth $8.69M.
  • Castle Creek Arbitrage added most to Leafly Holdings, Inc. Common Stock in Q1 2020, an estimated $974K increase.
  • Castle Creek Arbitrage's biggest Q1 2020 reduction was Alta Equipment Group, cutting an estimated $8.53M.
  • Castle Creek Arbitrage fully exited Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q1 2020, selling an estimated $6.1M.
  • Castle Creek Arbitrage's ten largest holdings make up 48% of its $624M portfolio in Q1 2020.
  • Castle Creek Arbitrage opened 44 new positions and closed 16 in Q1 2020.
  • Castle Creek Arbitrage's portfolio value rose 43% quarter-over-quarter to $624M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2020, filed 21 Apr 2020.