CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$613M
AUM Growth
+$180M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
149
New
Increased
Reduced
Closed

Top Buys

1
+$8.69M
2
+$7.1M
3
+$7.02M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.38M

Top Sells

1
+$6.1M
2
+$4.26M
3
+$3.05M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$2.52M
5
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M

Sector Composition

1 Technology 5.45%
2 Consumer Discretionary 3.83%
3 Industrials 2.36%
4 Financials 1.34%
5 Real Estate 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
– –
-75,000
102
– –
-400,000
103
– –
-400,000
104
– –
-280,000
105
– –
-300,000
106
– –
-311,850
107
– –
-193,000
1 2 3 4
5