CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.17B
AUM Growth
+$555M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
178
New
Increased
Reduced
Closed

Top Buys

1
+$14.4M
2
+$12.9M
3
+$10.9M
4
ASLE icon
AerSale
ASLE
+$9.04M
5
ROCHU
Roth CH Acquisition I Co. Unit
ROCHU
+$6.83M

Top Sells

1
+$10.2M
2
+$8.69M
3
+$7.1M
4
SAMAU
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
+$6.03M
5
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M

Sector Composition

1 Consumer Discretionary 4.5%
2 Industrials 2.81%
3 Technology 2.69%
4 Financials 2.12%
5 Real Estate 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$367K 0.03%
437,089
77
$362K 0.03%
+34,634
78
$329K 0.03%
+457,519
79
$311K 0.03%
30,000
80
$279K 0.02%
267,000
-50,000
81
$264K 0.02%
23,417
82
$255K 0.02%
32,846
-31,454
83
$206K 0.02%
+228,346
84
$197K 0.02%
+10,000
85
$191K 0.02%
+142,500
86
– –
0
87
$150K 0.01%
300,000
88
– –
0
89
$134K 0.01%
+25,000
90
$130K 0.01%
200,000
91
$127K 0.01%
+40,000
92
$101K 0.01%
261,652
-29,048
93
$84K 0.01%
89,881
94
$76K 0.01%
143,400
+120,000
95
$74K 0.01%
150,250
-1,500
96
$72K 0.01%
+59,015
97
– –
0
98
$28K ﹤0.01%
91,312
99
$23K ﹤0.01%
47,519
100
$18K ﹤0.01%
23
2 3
4
5 6