Castle Creek Arbitrage’s AppHarvest, Inc. Warrants APPHW Stock Holding History

Castle Creek Arbitrage’s Portfolio APPHW Stock Details APPHW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-205,323	Closed	-$280K	–	723
2021 Q3	$280K	Sell	205,323 -186,200	-48%	-$551K	0.02%	389
2021 Q2	$2.35M	Hold	391,523	–	–	0.13%	195
2021 Q1	$2.58M	Sell	391,523 -40,000	-9%	-$400K	0.15%	164
2020 Q4	$1.99M	Sell	431,523 -46,630	-10%	-$146K	0.12%	132
2020 Q3	$1.33M	Buy	478,153 +20,634	+5%	+$21K	0.1%	97
2020 Q2	$329K	Buy	+457,519	New	+$312K	0.03%	124

Other funds holding APPHW

Aristeia Capital Greenwich, Connecticut $4.82B AUM 24.94% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

QVT Financial New York $1.37B AUM 148.1% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

HIC

Hartline Investment Corp Winnetka, Illinois $909M AUM 45.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

MTIM

Marathon Trading Investment Management Radnor, Pennsylvania $3.67B AUM 21.97% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Castle Creek Arbitrage's APPHW Position: Q4 2021 in Review

Castle Creek Arbitrage sold out of AppHarvest, Inc. Warrants (APPHW) in Q4 2021, closing a stake of 205,323 shares — an estimated $280K sold.

Castle Creek Arbitrage first reported a position in APPHW in Q2 2020 and held it in 6 quarters. The position peaked at $2.58M in Q1 2021. 16 funds tracked by Wall St. Rank hold APPHW as of Q4 2021.

Castle Creek Arbitrage reported no remaining AppHarvest, Inc. Warrants position as of Q4 2021 after selling out during the quarter.
Castle Creek Arbitrage sold 205,323 AppHarvest, Inc. Warrants shares in Q4 2021, an estimated $280K.
Castle Creek Arbitrage first reported a position in AppHarvest, Inc. Warrants in Q2 2020 and held it in 6 quarters.
Castle Creek Arbitrage's AppHarvest, Inc. Warrants position peaked at $2.58M in Q1 2021.
16 funds tracked by Wall St. Rank held AppHarvest, Inc. Warrants as of Q4 2021.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.