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Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.58%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$436M
AUM Growth
+$39.1M
Cap. Flow
-$249M
Cap. Flow %
-57.08%
Top 10 Hldgs %
49.14%
Holding
110
New
21
Increased
2
Reduced
2
Closed
17

Top Buys

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$10.6M
2
SAQNU
Software Acquisition Group Inc. Unit
SAQNU
+$6.07M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$5.84M
4
ALUS.U
Alussa Energy Acquisition Corp
ALUS.U
+$4.52M
5
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
+$4.04M

Top Sells

Rank Stock Value
1
BRPM.U
B. Riley Principal Merger Corp.
BRPM.U
+$10.7M
2
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
+$4.14M
3
BWMCU
Boxwood Merger Corp. Unit
BWMCU
+$3.22M
4
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$2.71M
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$2.61M

Sector Composition

Rank Sector Weight
1 Industrials 3.72%
2 Technology 1.34%
3 Financials 0.34%
4 Real Estate 0.15%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIBRU
76
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
– –
-143,200
Closed -$1.54M
TWLVW
77
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
– –
-169,470
Closed -$51K
1 2 3
4

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Castle Creek Arbitrage's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Creek Arbitrage held 110 positions worth $436M, up 9.8% from $397M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Castle Creek Arbitrage withdrew a net $249M in Q4 2019, closing 17 positions and reducing 2 holdings. Its most notable exit was B. Riley Principal Merger Corp., an estimated $10.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 3.7% of assets, followed by Technology and Financials.

Against the trend, Castle Creek Arbitrage opened a new position in Alta Equipment Group worth $10.6M.

  • Castle Creek Arbitrage's largest Q4 2019 buy was Alta Equipment Group: 1,060,000 shares worth $10.6M.
  • Castle Creek Arbitrage added most to Tuscan Holdings Corp. II Unit in Q4 2019, an estimated $3.15M increase.
  • Castle Creek Arbitrage's biggest Q4 2019 reduction was Broadmark Realty Capital Inc. Common Stock, cutting an estimated $1.11M.
  • Castle Creek Arbitrage fully exited B. Riley Principal Merger Corp. in Q4 2019, selling an estimated $10.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 49% of its $436M portfolio in Q4 2019.
  • Castle Creek Arbitrage opened 21 new positions and closed 17 in Q4 2019.
  • Castle Creek Arbitrage's portfolio value rose 9.8% quarter-over-quarter to $436M.

Based on Castle Creek Arbitrage's 13F filing for Q4 2019, filed 31 Jan 2020.