CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$433M
AUM Growth
+$46.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
113
New
Increased
Reduced
Closed

Top Buys

1
+$10.6M
2
+$6.07M
3
+$5.84M
4
ALUS.U
Alussa Energy Acquisition Corp
ALUS.U
+$4.52M
5
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
+$4.04M

Top Sells

1
+$10.7M
2
+$4.14M
3
+$3.22M
4
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$2.71M
5
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$2.61M

Sector Composition

1 Industrials 3.74%
2 Technology 1.35%
3 Financials 0.35%
4 Real Estate 0.15%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$89K 0.02%
89,881
52
$85K 0.02%
171,462
53
$38K 0.01%
1
54
$36K 0.01%
47,519
-4,300
55
$35K 0.01%
+91,312
56
$27K 0.01%
91,380
57
$24K 0.01%
+400,000
58
$14K ﹤0.01%
150,271
59
$1K ﹤0.01%
311,850
60
– –
-300,000
61
– –
-169,470
62
– –
-231,641
63
– –
-400,000
64
– –
-123,456
65
– –
0
66
– –
0
67
– –
0
68
– –
0
69
– –
0
70
– –
-45,000
71
– –
-250,000
72
– –
-136,728
73
– –
-18,000
74
– –
-56,271
75
– –
-143,200
1 2
3
4