We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.56%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$384M
AUM Growth
+$43.5M
Cap. Flow
-$245M
Cap. Flow %
-63.76%
Top 10 Hldgs %
60.66%
Holding
103
New
14
Increased
2
Reduced
3
Closed
16

Top Buys

Rank Stock Value
1
BRPM.U
B. Riley Principal Merger Corp.
BRPM.U
+$10.6M
2
GIX.U
GigCapital2, Inc.
GIX.U
+$2.97M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$1.7M
4
PAACU
Proficient Alpha Acquisition Corp. Unit
PAACU
+$1.27M
5
HPK icon
HighPeak Energy
HPK
+$1.25M

Top Sells

Rank Stock Value
1
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$3.33M
2
PACQU
Pure Acquisition Corp. Unit
PACQU
+$2.89M
3
LACQU
Leisure Acquisition Corp. Unit
LACQU
+$1.84M
4
BROGU
Twelve Seas Investment Company Units
BROGU
+$1.77M
5
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$1.23M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.46%
2 Real Estate 0.39%
3 Energy 0.33%
4 Healthcare 0.21%
5 Communication Services 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMDMW
51
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$38K 0.01%
171,462
– –
TWLVW
52
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$36K 0.01%
+169,470
New +$42.7K
NESRW
53
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$35K 0.01%
51,819
– –
AVTR.PRA
54
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
0
– –
ESTRW
55
DELISTED
Estre Ambiental, Inc
ESTRW
$10K ﹤0.01%
311,850
– –
AVGO icon
56
PUT
Broadcom
AVGO
$1.82T
– –
-200,000
Closed -$6.01M
FCX icon
57
CALL
Freeport-McMoran
FCX
$90B
– –
-100,000
Closed -$1.29M
HOFV
58
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-6,992
Closed -$1.1M
IVR icon
59
PUT
Invesco Mortgage Capital
IVR
$776M
– –
-1,500
Closed -$237K
KBR icon
60
CALL
KBR
KBR
$4.68B
– –
-50,000
Closed -$955K
MU icon
61
PUT
Micron Technology
MU
$1.04T
– –
-20,000
Closed -$827K
SKX
62
PUT
DELISTED
Skechers
SKX
– –
-100,000
Closed -$3.36M
USWSW
63
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
-184,370
Closed -$186K
XLNX
64
PUT
DELISTED
Xilinx Inc
XLNX
– –
-21,000
Closed -$2.66M
LACQU
65
DELISTED
Leisure Acquisition Corp. Unit
LACQU
– –
-179,762
Closed -$1.84M
PACQU
66
DELISTED
Pure Acquisition Corp. Unit
PACQU
– –
-273,456
Closed -$2.89M
VTIQU
67
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
– –
-319,050
Closed -$3.33M
BROGU
68
DELISTED
Twelve Seas Investment Company Units
BROGU
– –
-169,470
Closed -$1.77M
CMSSW
69
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
– –
-103,880
Closed -$18K
CMSSR
70
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
– –
-207,761
Closed -$66K
VEACW
71
DELISTED
Vantage Energy Acquisition Corp.
VEACW
– –
-74,864
Closed -$17K
1 2
3

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q2 2019 Portfolio in Review

As of Q2 2019, Castle Creek Arbitrage held 103 positions worth $384M, up 13% from $340M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Castle Creek Arbitrage withdrew a net $245M in Q2 2019, closing 16 positions and reducing 3 holdings. Its most notable exit was VectoIQ Acquisition Corp. Unit, an estimated $3.33M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.46% of assets, followed by Real Estate and Energy.

Against the trend, Castle Creek Arbitrage opened a new position in B. Riley Principal Merger Corp. worth $10.6M.

  • Castle Creek Arbitrage's largest Q2 2019 buy was B. Riley Principal Merger Corp.: 1,060,000 shares worth $10.6M.
  • Castle Creek Arbitrage added most to Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of in Q2 2019, an estimated $90.7K increase.
  • Castle Creek Arbitrage's biggest Q2 2019 reduction was Tuscan Holdings Corp. Unit, cutting an estimated $1.23M.
  • Castle Creek Arbitrage fully exited VectoIQ Acquisition Corp. Unit in Q2 2019, selling an estimated $3.33M.
  • Castle Creek Arbitrage's ten largest holdings make up 61% of its $384M portfolio in Q2 2019.
  • Castle Creek Arbitrage opened 14 new positions and closed 16 in Q2 2019.
  • Castle Creek Arbitrage's portfolio value rose 13% quarter-over-quarter to $384M.

Based on Castle Creek Arbitrage's 13F filing for Q2 2019, filed 23 Jul 2019.