CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$323M
AUM Growth
+$51.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
96
New
Increased
Reduced
Closed

Top Buys

1
+$10.2M
2
+$4.02M
3
+$2.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$2.47M
5
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
+$1.1M

Top Sells

1
+$3.94M
2
+$3.71M
3
+$1.51M
4
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
+$1.02M
5
NVDA icon
NVIDIA
NVDA
+$935K

Sector Composition

1 Real Estate 0.77%
2 Communication Services 0.52%
3 Consumer Discretionary 0%
4 Industrials 0%
5 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
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-280,000
52
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0
53
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0
54
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0
55
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-150,000
56
– –
-173,521
57
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0
58
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0
59
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0
60
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-24,000
61
– –
-358,250
62
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-381,641
63
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-100,670
1 2
3