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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$340M
AUM Growth
+$49.8M
Cap. Flow
-$177M
Cap. Flow %
-52.01%
Top 10 Hldgs %
61.76%
Holding
95
New
21
Increased
1
Reduced
2
Closed
11

Top Buys

Rank Stock Value
1
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$10.2M
2
HCACU
Hennessy Capital Acquisition Corp. IV Unit
HCACU
+$4.02M
3
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$2.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$2.47M
5
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
+$1.1M

Top Sells

Rank Stock Value
1
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$3.94M
2
GPAQU
Gordon Pointe Acquisition Corp. Unit
GPAQU
+$3.71M
3
CCC.U
Churchill Capital Corp
CCC.U
+$1.51M
4
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
+$1.02M
5
NVDA icon
NVIDIA
NVDA
+$935K

Sector Composition

Rank Sector Weight
1 Real Estate 0.73%
2 Communication Services 0.49%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSEW
51
DELISTED
Rosehill Resources Inc.
ROSEW
$58K 0.02%
150,271
– –
MMDMW
52
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$53K 0.02%
171,462
– –
ESTRW
53
DELISTED
Estre Ambiental, Inc
ESTRW
$31K 0.01%
311,850
– –
CMSSW
54
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$18K 0.01%
103,880
– –
VEACW
55
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$17K 0.01%
74,864
– –
NFLX icon
56
PUT
Netflix
NFLX
$292B
– –
-100,000
Closed -$2.68M
NVDA icon
57
NVIDIA
NVDA
$5.01T
– –
-280,000
Closed -$935K
NVDA icon
58
PUT
NVIDIA
NVDA
$5.01T
– –
-280,000
Closed -$935K
TSLA icon
59
PUT
Tesla
TSLA
$1.24T
– –
-682,500
Closed -$15.1M
MFAC.U
60
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
– –
-24,000
Closed -$241K
GPAQU
61
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
– –
-358,250
Closed -$3.71M
TMCXU
62
DELISTED
Trinity Merger Corp. Unit
TMCXU
– –
-381,641
Closed -$3.94M
TBRGU
63
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-100,670
Closed -$1.02M
CCC.U
64
DELISTED
Churchill Capital Corp
CCC.U
– –
-150,000
Closed -$1.51M
BBCPW
65
DELISTED
Concrete Pumping Holdings, Inc. Warrant
BBCPW
– –
-173,521
Closed -$134K
1 2
3

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AGP
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KI
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MWM
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LBA
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Castle Creek Arbitrage's Q1 2019 Portfolio in Review

As of Q1 2019, Castle Creek Arbitrage held 95 positions worth $340M, up 17% from $290M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Castle Creek Arbitrage withdrew a net $177M in Q1 2019, closing 11 positions and reducing 2 holdings. Its most notable exit was Trinity Merger Corp. Unit, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.73% of assets, followed by Communication Services and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Tuscan Holdings Corp. Unit worth $10.4M.

  • Castle Creek Arbitrage's largest Q1 2019 buy was Tuscan Holdings Corp. Unit: 995,000 shares worth $10.4M.
  • Castle Creek Arbitrage added most to Schultze Special Purpose Acquisition Corp. Unit in Q1 2019, an estimated $902K increase.
  • Castle Creek Arbitrage's biggest Q1 2019 reduction was Modern Media Acquisition Corp. Right, cutting an estimated $26.2K.
  • Castle Creek Arbitrage fully exited Trinity Merger Corp. Unit in Q1 2019, selling an estimated $3.94M.
  • Castle Creek Arbitrage's ten largest holdings make up 62% of its $340M portfolio in Q1 2019.
  • Castle Creek Arbitrage opened 21 new positions and closed 11 in Q1 2019.
  • Castle Creek Arbitrage's portfolio value rose 17% quarter-over-quarter to $340M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2019, filed 12 Apr 2019.