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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$290M
AUM Growth
-$130M
Cap. Flow
-$298M
Cap. Flow %
-102.63%
Top 10 Hldgs %
65.23%
Holding
87
New
18
Increased
1
Reduced
13
Closed
16

Top Buys

Rank Stock Value
1
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$5.73M
2
SAMAU
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
+$4.93M
3
BWMCU
Boxwood Merger Corp. Unit
BWMCU
+$2.99M
4
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$1.93M
5
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$1.9M

Top Sells

Rank Stock Value
1
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$3.26M
2
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$3M
3
VEACU
Vantage Energy Acquisition Corp. Unit
VEACU
+$2.94M
4
BBCP icon
Concrete Pumping Holdings
BBCP
+$1.19M
5
LFACU
LF Capital Acquistion Corp. Unit
LFACU
+$863K

Sector Composition

Rank Sector Weight
1 Technology 0.32%
2 Communication Services 0.18%
3 Energy 0%
4 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKRX
51
CALL
DELISTED
Akorn Inc
AKRX
– –
-14,000
Closed -$182K
MGY.WS
52
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-21,960
Closed -$102K
CMSSU
53
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-299,800
Closed -$3.26M
VEACU
54
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-281,638
Closed -$2.94M
INDUW
55
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-173,521
Closed -$171K
MPACW
56
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-265,100
Closed -$199K
BHACR
57
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
– –
-121,896
Closed -$20K
BHACW
58
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
– –
-168,689
Closed -$10K
GSHTW
59
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-20,715
Closed -$44K
AHPAW
60
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
– –
-362,797
Closed -$55K
1 2
3

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Castle Creek Arbitrage's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Creek Arbitrage held 87 positions worth $290M, down 31% from $421M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Castle Creek Arbitrage withdrew a net $298M in Q4 2018, closing 16 positions and reducing 13 holdings. Its most notable exit was CM Seven Star Acquisition Corporation Unit, an estimated $3.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.32% of assets, followed by Communication Services and Energy.

Against the trend, Castle Creek Arbitrage opened a new position in Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant worth $5.73M.

  • Castle Creek Arbitrage's largest Q4 2018 buy was Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant: 573,000 shares worth $5.73M.
  • Castle Creek Arbitrage added most to AMC Entertainment Holdings in Q4 2018, an estimated $49.1K increase.
  • Castle Creek Arbitrage's biggest Q4 2018 reduction was LF Capital Acquistion Corp. Unit, cutting an estimated $863K.
  • Castle Creek Arbitrage fully exited CM Seven Star Acquisition Corporation Unit in Q4 2018, selling an estimated $3.26M.
  • Castle Creek Arbitrage's ten largest holdings make up 65% of its $290M portfolio in Q4 2018.
  • Castle Creek Arbitrage opened 18 new positions and closed 16 in Q4 2018.
  • Castle Creek Arbitrage's portfolio value fell 31% quarter-over-quarter to $290M.

Based on Castle Creek Arbitrage's 13F filing for Q4 2018, filed 24 Jan 2019.