We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.38%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$978M
AUM Growth
-$235M
Cap. Flow
-$858M
Cap. Flow %
-87.67%
Top 10 Hldgs %
68.63%
Holding
91
New
7
Increased
–
Reduced
5
Closed
12

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$5.01M
2
LCAHU
Landcadia Holdings, Inc. Unit
LCAHU
+$4.05M
3
CPAAU
Conyers Park Acquisition Corp. Unit
CPAAU
+$1.31M
4
SCACU
Saban Capital Acquisition Corp. Units
SCACU
+$1.01M
5
GRSHW
Gores Holdings, Inc. Warrants
GRSHW
+$914K

Top Sells

Rank Stock Value
1
GRSHU
Gores Holdings, Inc.
GRSHU
+$9M
2
TRTL
Terrapin 3 Acquisition Corporation Class A
TRTL
+$5.93M
3
LMB icon
Limbach Holdings
LMB
+$3.24M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.1M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$218K

Sector Composition

Rank Sector Weight
1 Financials 1.59%
2 Technology 0.52%
3 Consumer Discretionary 0.48%
4 Industrials 0.3%
5 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRSHU
51
DELISTED
Gores Holdings, Inc.
GRSHU
– –
-900,000
Closed -$9M
1 2
3

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2016 Portfolio in Review

As of Q3 2016, Castle Creek Arbitrage held 91 positions worth $978M, down 19% from $1.21B the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Castle Creek Arbitrage withdrew a net $858M in Q3 2016, closing 12 positions and reducing 5 holdings. Its most notable exit was Gores Holdings, Inc., an estimated $9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, down from 1.8% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Castle Creek Arbitrage opened a new position in Tesla worth $4.72M.

  • Castle Creek Arbitrage's largest Q3 2016 buy was Tesla: 346,680 shares worth $4.72M.
  • Castle Creek Arbitrage's biggest Q3 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.1M.
  • Castle Creek Arbitrage fully exited Gores Holdings, Inc. in Q3 2016, selling an estimated $9M.
  • Castle Creek Arbitrage's ten largest holdings make up 69% of its $978M portfolio in Q3 2016.
  • Castle Creek Arbitrage opened 7 new positions and closed 12 in Q3 2016.
  • Castle Creek Arbitrage's portfolio value fell 19% quarter-over-quarter to $978M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2016, filed 14 Nov 2016.