CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$931M
AUM Growth
-$171M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
99
New
Increased
Reduced
Closed

Top Buys

1
+$4.72M
2
+$4.1M
3
+$1.33M
4
GRSHW
Gores Holdings, Inc. Warrants
GRSHW
+$1.07M
5
SCACU
Saban Capital Acquisition Corp. Units
SCACU
+$1.01M

Top Sells

1
+$9M
2
+$5.93M
3
+$3.24M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.15M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$283K

Sector Composition

1 Financials 1.67%
2 Technology 0.55%
3 Consumer Discretionary 0.51%
4 Industrials 0.32%
5 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
– –
0
52
– –
0
53
– –
0
54
– –
-595,000
55
– –
-900,000
1 2
3