CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.1B
AUM Growth
-$48.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
121
New
Increased
Reduced
Closed

Top Buys

1
+$40.5M
2
+$15.6M
3
+$14.4M
4
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$5.3M
5
CATYW
Cathay General Bancorp Warrant
CATYW
+$4.54M

Top Sells

1
+$51.4M
2
+$14.7M
3
+$2.67M
4
LIND icon
Lindblad Expeditions
LIND
+$2.58M
5
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$2.4M

Sector Composition

1 Technology 0.08%
2 Energy 0.06%
3 Financials 0.04%
4 Materials 0.01%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
– –
0
52
– –
-83,397
53
– –
-70,400
54
– –
0
1 2
3