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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LJAQ
701
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
– –
-591,720
Closed -$5.91M
CRHC
702
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-849,996
Closed -$8.45M
PMVC
703
DELISTED
PMV Consumer Acquisition Corp.
PMVC
– –
-275,000
Closed -$2.73M
AMPS.WS
704
DELISTED
Altus Power Warrants
AMPS.WS
– –
-37,500
Closed -$50K
REEAW
705
DELISTED
REE Automotive Ltd. Warrant
REEAW
– –
-86,311
Closed -$16K
ASAQ
706
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
– –
-34,998
Closed -$347K
RCHGW
707
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$0 ﹤0.01%
230,000
– –
HIGA.WS
708
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$0 ﹤0.01%
33,333
– –
NMMC
709
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
– –
-200,000
Closed -$1.98M
NMMCW
710
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
– –
-194,123
Closed -$48K
MKTWW
711
DELISTED
MarketWise, Inc. Warrant
MKTWW
– –
-805,776
Closed -$274K
SLCR
712
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
– –
-100,000
Closed -$985K
SLCRW
713
DELISTED
Silver Crest Acquisition Corporation Warrant
SLCRW
– –
-50,000
Closed -$7K
VYGG.WS
714
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
– –
-39,999
Closed -$9K
CRU.WS
715
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
– –
-33,332
Closed -$3K
IMPX
716
DELISTED
AEA-Bridges Impact Corp
IMPX
– –
-1,406,908
Closed -$14M
IMPX.WS
717
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
– –
-753,454
Closed -$271K
IPOD.WS
718
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-30,000
Closed -$14K
EQD.U
719
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-51,137
Closed -$509K
MUDSW
720
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
– –
-40,000
Closed -$12K
ETACW
721
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
– –
-701,733
Closed -$91K
ETAC
722
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-2,000,418
Closed -$20M
WARR.WS
723
DELISTED
Warrior Technologies Acquisition Company Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
WARR.WS
– –
-100,000
Closed -$5K
WARR
724
DELISTED
Warrior Technologies Acquisition Company
WARR
– –
-200,000
Closed -$1.99M
ACKIW
725
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
– –
-142,121
Closed -$14K
26 27 28
29
30

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.