Castle Creek Arbitrage’s North Mountain Merger Corp. Class A Common Stock NMMC Stock Holding History

Castle Creek Arbitrage’s Portfolio NMMC Stock Details NMMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-200,000	Closed	-$1.98M	–	725
2022 Q2	$1.98M	Hold	200,000	–	–	0.11%	242
2022 Q1	$1.98M	Hold	200,000	–	–	0.1%	248
2021 Q4	$1.97M	Hold	200,000	–	–	0.1%	250
2021 Q3	$1.96M	Hold	200,000	–	–	0.11%	206
2021 Q2	$1.95M	Hold	200,000	–	–	0.11%	222
2021 Q1	$1.98M	Hold	200,000	–	–	0.12%	203
2020 Q4	$2.07M	Buy	+200,000	New	+$2.06M	0.13%	124

Other funds holding NMMC

TCA

Taconic Capital Advisors New York $229M AUM 110.07% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Meteora Capital Boca Raton, Florida $1.36B AUM 21.19% 1-Year Est. Return

RPO LLC Stamford, Connecticut $32.3M AUM 14.17% 1-Year Est. Return

SIM

Sandia Investment Management Boston, Massachusetts $40.1M AUM 14.58% 1-Year Est. Return

Kryger Capital London, United Kingdom $1.41B AUM 86.31% 1-Year Est. Return

Castle Creek Arbitrage's NMMC Position: Q3 2022 in Review

Castle Creek Arbitrage sold out of North Mountain Merger Corp. Class A Common Stock (NMMC) in Q3 2022, closing a stake of 200,000 shares — an estimated $1.98M sold.

Castle Creek Arbitrage first reported a position in NMMC in Q4 2020 and held it in 7 quarters. The position peaked at $2.07M in Q4 2020. 40 funds tracked by Wall St. Rank hold NMMC as of Q3 2022.

Castle Creek Arbitrage reported no remaining North Mountain Merger Corp. Class A Common Stock position as of Q3 2022 after selling out during the quarter.
Castle Creek Arbitrage sold 200,000 North Mountain Merger Corp. Class A Common Stock shares in Q3 2022, an estimated $1.98M.
Castle Creek Arbitrage first reported a position in North Mountain Merger Corp. Class A Common Stock in Q4 2020 and held it in 7 quarters.
Castle Creek Arbitrage's North Mountain Merger Corp. Class A Common Stock position peaked at $2.07M in Q4 2020.
40 funds tracked by Wall St. Rank held North Mountain Merger Corp. Class A Common Stock as of Q3 2022.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.