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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+6.09%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.18B
AUM Growth
+$554M
Cap. Flow
-$237M
Cap. Flow %
-20.15%
Top 10 Hldgs %
56.71%
Holding
172
New
36
Increased
12
Reduced
8
Closed
22

Top Buys

Rank Stock Value
1
GCMG icon
GCM Grosvenor
GCMG
+$13.8M
2
FSR
Fisker Inc.
FSR
+$12.3M
3
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$10.2M
4
ASLE icon
AerSale
ASLE
+$8.97M
5
ROCHU
Roth CH Acquisition I Co. Unit
ROCHU
+$6.8M

Top Sells

Rank Stock Value
1
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$10.2M
2
GB
Global Blue Group Holding
GB
+$8.69M
3
SONY icon
Sony
SONY
+$7.1M
4
SAMAU
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
+$6.03M
5
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 2.74%
3 Technology 2.67%
4 Financials 2.1%
5 Real Estate 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHIVU
26
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$4.58M 0.39%
440,775
– –
ALUS.U
27
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$4.53M 0.38%
450,000
– –
GOEV
28
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$4.44M 0.38%
+904
New +$4.27M
EOSE icon
29
Eos Energy Enterprises
EOSE
$1.23B
$4.4M 0.37%
+410,000
New +$4.16M
LVOX
30
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$4.22M 0.36%
405,238
+5,238
+1% +$52.8K
GLEO.U
31
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$4.14M 0.35%
400,000
– –
SFTW.U
32
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$4.11M 0.35%
397,400
– –
CELU icon
33
Celularity
CELU
$21.7M
$4.07M 0.35%
40,000
– –
LIVKU
34
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$4.05M 0.34%
400,000
– –
THCA
35
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$3.93M 0.33%
390,963
– –
PCPL.U
36
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$3.67M 0.31%
+350,000
New +$3.59M
GIX.U
37
DELISTED
GigCapital2, Inc.
GIX.U
$3.18M 0.27%
296,500
– –
HCACU
38
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$3.16M 0.27%
275,000
– –
RPLA
39
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.13M 0.27%
308,096
– –
LOAK.U
40
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$3.01M 0.26%
+300,000
New +$2.98M
DMS
41
DELISTED
Digital Media Solutions, Inc.
DMS
$2.61M 0.22%
+16,767
New +$2.6M
CURI icon
42
CuriosityStream
CURI
$139M
$2.47M 0.21%
247,583
– –
SBE.U
43
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
$2.4M 0.2%
233,000
– –
OAC.U
44
DELISTED
Oaktree Acquisition Corp.
OAC.U
$2.13M 0.18%
200,000
– –
HECCU
45
DELISTED
Hudson Executive Investment Corp. Units
HECCU
$1.99M 0.17%
+195,000
New +$1.99M
CMCSA icon
46
CALL
Comcast
CMCSA
$79.1B
$1.95M 0.17%
+50,000
New +$1.9M
CIIC
47
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$1.86M 0.16%
+187,539
New +$1.83M
BRLIU
48
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$1.8M 0.15%
+180,000
New +$1.81M
LAZR
49
DELISTED
Luminar Technologies
LAZR
$1.8M 0.15%
11,333
– –
SPRU icon
50
Spruce Power Holding Corp
SPRU
$39.9M
$1.76M 0.15%
+21,712
New +$1.73M
1
2
3 4 5

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GCMG
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AGP
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KI
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Castle Creek Arbitrage's Q2 2020 Portfolio in Review

As of Q2 2020, Castle Creek Arbitrage held 172 positions worth $1.18B, up 89% from $624M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Castle Creek Arbitrage withdrew a net $237M in Q2 2020, closing 22 positions and reducing 8 holdings. Its most notable exit was Netfin Acquisition Corp. Unit, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.8% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in GCM Grosvenor worth $14.4M.

  • Castle Creek Arbitrage's largest Q2 2020 buy was GCM Grosvenor: 1,326,763 shares worth $14.4M.
  • Castle Creek Arbitrage added most to Fisker Inc. in Q2 2020, an estimated $12.3M increase.
  • Castle Creek Arbitrage's biggest Q2 2020 reduction was Alta Equipment Group, cutting an estimated $194K.
  • Castle Creek Arbitrage fully exited Netfin Acquisition Corp. Unit in Q2 2020, selling an estimated $10.2M.
  • Castle Creek Arbitrage's ten largest holdings make up 57% of its $1.18B portfolio in Q2 2020.
  • Castle Creek Arbitrage opened 36 new positions and closed 22 in Q2 2020.
  • Castle Creek Arbitrage's portfolio value rose 89% quarter-over-quarter to $1.18B.

Based on Castle Creek Arbitrage's 13F filing for Q2 2020, filed 3 Aug 2020.