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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.19%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$997M
AUM Growth
+$65M
Cap. Flow
-$885M
Cap. Flow %
-88.78%
Top 10 Hldgs %
91.07%
Holding
50
New
1
Increased
–
Reduced
7
Closed
9

Top Buys

Rank Stock Value
1
EAGLW
Double Eagle Acquisition Corp. Warrant
EAGLW
+$227K

Top Sells

Rank Stock Value
1
EACQ
Easterly Acquisition Corp
EACQ
+$6.52M
2
PRPL icon
Purple Innovation
PRPL
+$5.97M
3
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$5.26M
4
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$2.59M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$675K

Sector Composition

Rank Sector Weight
1 Financials 0.6%
2 Energy 0.04%
3 Consumer Discretionary 0%
4 Industrials 0%
5 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EACQ
26
DELISTED
Easterly Acquisition Corp
EACQ
– –
-650,000
Closed -$6.52M
1
2

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Castle Creek Arbitrage's Q3 2017 Portfolio in Review

As of Q3 2017, Castle Creek Arbitrage held 50 positions worth $997M, up 7% from $932M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Castle Creek Arbitrage withdrew a net $885M in Q3 2017, closing 9 positions and reducing 7 holdings. Its most notable exit was Easterly Acquisition Corp, an estimated $6.52M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.6% of assets, down from 1.3% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Castle Creek Arbitrage opened a new position in Double Eagle Acquisition Corp. Warrant worth $297K.

  • Castle Creek Arbitrage's largest Q3 2017 buy was Double Eagle Acquisition Corp. Warrant: 430,000 shares worth $297K.
  • Castle Creek Arbitrage's biggest Q3 2017 reduction was Zions Bancorporation N.A. Warrants, cutting an estimated $2.59M.
  • Castle Creek Arbitrage fully exited Easterly Acquisition Corp in Q3 2017, selling an estimated $6.52M.
  • Castle Creek Arbitrage's ten largest holdings make up 91% of its $997M portfolio in Q3 2017.
  • Castle Creek Arbitrage opened 1 new position and closed 9 in Q3 2017.
  • Castle Creek Arbitrage's portfolio value rose 7% quarter-over-quarter to $997M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2017, filed 15 Nov 2017.