We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.32%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.25B
AUM Growth
-$56M
Cap. Flow
-$1.11B
Cap. Flow %
-88.69%
Top 10 Hldgs %
66.75%
Holding
100
New
7
Increased
2
Reduced
3
Closed
14

Top Buys

Rank Stock Value
1
CLACU
Capitol Acquisition Corp. III Unit
CLACU
+$5.93M
2
KLREU
KLR Energy Acquisition Corp.
KLREU
+$3.99M
3
LMB icon
Limbach Holdings
LMB
+$3.46M
4
PAACU
Pacific Special Acquisition Corp. Units
PAACU
+$2.01M
5
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$994K

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$9.49M
2
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$1.15M
3
CMA
Comerica
CMA
+$883K
4
JBLU icon
JetBlue
JBLU
+$71K
5
STI.WS.A
Suntrust Banks Inc
STI.WS.A
+$7.11K

Sector Composition

Rank Sector Weight
1 Financials 0.72%
2 Industrials 0.51%
3 Materials 0.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGFSW
26
DELISTED
AgroFresh Solutions Inc Warrants
AGFSW
$135K 0.01%
158,428
– –
TRTLW
27
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$64K 0.01%
+250,000
New +$76.4K
ALR.PRB
28
DELISTED
Alere Inc
ALR.PRB
– –
0
– –
CMA
29
DELISTED
Comerica
CMA
– –
-21,099
Closed -$883K
DKS icon
30
CALL
Dick's Sporting Goods
DKS
$18.4B
– –
-25,000
Closed -$884K
DLTR icon
31
PUT
Dollar Tree
DLTR
$23.1B
– –
-50,000
Closed -$3.86M
GLD icon
32
CALL
SPDR Gold Trust
GLD
$131B
– –
-45,000
Closed -$4.57M
INTC icon
33
PUT
Intel
INTC
$466B
– –
-150,000
Closed -$5.17M
JBLU icon
34
JetBlue
JBLU
$1.96B
– –
-3,132
Closed -$71K
JNPR
35
PUT
DELISTED
Juniper Networks
JNPR
– –
-300,000
Closed -$8.28M
QQQ icon
36
PUT
Invesco QQQ Trust
QQQ
$455B
– –
-100,000
Closed -$11.2M
WFC icon
37
Wells Fargo
WFC
$261B
– –
-174,582
Closed -$9.49M
P
38
CALL
DELISTED
Pandora Media Inc
P
– –
-100,000
Closed -$1.34M
CMA.WS
39
DELISTED
Comerica Incorporated Ws
CMA.WS
– –
-82,200
Closed -$1.15M
YHOO
40
CALL
DELISTED
Yahoo Inc
YHOO
– –
-50,000
Closed -$1.66M
1
2

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2016 Portfolio in Review

As of Q1 2016, Castle Creek Arbitrage held 100 positions worth $1.25B, down 4.3% from $1.3B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Castle Creek Arbitrage withdrew a net $1.11B in Q1 2016, closing 14 positions and reducing 3 holdings. Its most notable exit was Wells Fargo, an estimated $9.49M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.72% of assets, down from 1.5% a quarter earlier, followed by Industrials and Materials.

Against the trend, Castle Creek Arbitrage opened a new position in Capitol Acquisition Corp. III Unit worth $5.91M.

  • Castle Creek Arbitrage's largest Q1 2016 buy was Capitol Acquisition Corp. III Unit: 600,000 shares worth $5.91M.
  • Castle Creek Arbitrage added most to Nexeo Solutions, Inc. Common Stock in Q1 2016, an estimated $994K increase.
  • Castle Creek Arbitrage's biggest Q1 2016 reduction was Suntrust Banks Inc, cutting an estimated $7.11K.
  • Castle Creek Arbitrage fully exited Wells Fargo in Q1 2016, selling an estimated $9.49M.
  • Castle Creek Arbitrage's ten largest holdings make up 67% of its $1.25B portfolio in Q1 2016.
  • Castle Creek Arbitrage opened 7 new positions and closed 14 in Q1 2016.
  • Castle Creek Arbitrage's portfolio value fell 4.3% quarter-over-quarter to $1.25B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2016, filed 13 May 2016.