CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
-$29.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$5.91M
2
+$4.01M
3
+$3.46M
4
PAACU
Pacific Special Acquisition Corp. Units
PAACU
+$2.03M
5
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$998K

Top Sells

1
+$9.49M
2
+$1.15M
3
+$883K
4
JBLU icon
JetBlue
JBLU
+$71K
5
ALR.PRB
Alere Inc
ALR.PRB
+$42K

Sector Composition

1 Financials 0.73%
2 Industrials 0.52%
3 Materials 0.24%
4 Energy 0%
5 Communication Services 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$320K 0.03%
44,800
-1,000
27
$246K 0.02%
24,740
28
$214K 0.02%
58,438
-662
29
$212K 0.02%
6,886
30
$209K 0.02%
5,600,000
31
$168K 0.01%
700,000
32
$135K 0.01%
158,428
33
$64K 0.01%
250,000
34
$57K ﹤0.01%
700,000
35
– –
0
36
– –
-21,099
37
– –
0
38
– –
0
39
– –
0
40
– –
0
41
– –
-3,132
42
– –
0
43
– –
0
44
– –
0
45
– –
-174,582
46
– –
0
47
– –
-82,200
48
– –
0
1
2